Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Jeffery GuttridgeGuttridge Capital Management LLC1 North Wealth Services, LLC07-08-2013
Virginia Vents GarciaRaymond James Financial Services, Inc.1st Discount Brokerage, Inc.05-11-2012
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Matthew Thomas EchanizLincoln Financial Advisors Corporation1st Global Capital Corp.$107-01-2011
William Kirk TaylorWest Financial Services, Inc.1St Portfolio Wealth Advisors02-07-2018
Michael Peter Duprey1St Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Sharon Mcdaniel WhitehurstCapitol Securities Management, Inc.Aegis Capital Corp.05-29-2009
Teryl Lee TrenchardCapitol Securities Management, Inc.Aegis Capital Corp.05-05-2009
Charles Kent VerruggioWolf Group Capital AdvisorsAllegheny Investments, Ltd.05-11-2012
John Anderson Taylor IIINorthwestern Mutual Investment Services, LLCAllianceBernstein Investments, Inc.08-18-2009
Harvey Seward MartinCabot Lodge Securities LLCAllied Beacon Partners, Inc.10-10-2013
David Steven GarlandCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-13-2013
Gerald Crisman DewittCabot Lodge Securities LLCAllied Beacon Partners, Inc.$10007-12-2013
Curtis Michael WorrellFinancial West GroupAllied Beacon Partners, Inc.07-03-2013
Anne Walden ShufordCabot Lodge Securities LLCAllied Beacon Partners, Inc.07-01-2013
Charles Robert CobbFinancial West GroupAllied Beacon Partners, Inc.06-28-2013
Dustin Thomas BrannerInfinex Investments, Inc.Allied Beacon Partners, Inc.03-25-2013
Scott Douglas NeherInfinex Investments, Inc.Allied Beacon Partners, Inc.05-24-2010
Mary Ellen TwiggInfinex Investments, Inc.Allied Beacon Partners, Inc.02-23-2010
Jennifer Scanlon RossettiniMML Investors Services, LLCAllstate Financial Services, LLC12-19-2017
Samuel Drew WrightKovack Securities Inc.Allstate Financial Services, LLC$2506-22-2017
Samuel Craig BensonThe O.N. Equity Sales CompanyAllstate Financial Services, LLC04-13-2017
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Showing 1 to 25 of 2,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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