Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie H Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Michael Peter Duprey1St Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
Erin Michelle SmithAccordant Advisory Group, Inc.Raymond James Financial Services Advisors, Inc07-03-2012
CLAUDE MASON ROYALACE CAPITAL, INC.Royal Wealth Management01-27-2015
Robert Hubbard Trowbridge IIIAdirondack Trading Group LLCIndependent Financial Group, LLC01-28-2015
Roberta Winn KellerAlexis AdvisorsBrunson Advisors LLC05-16-2013
Cheryl S ParrishAlliant Wealth AdvisorsMetropolitan Capital Strategies LLC06-29-2013
Anne Amalia DunnburgAllied Beacon Partners, Inc.OneAmerica Securities, Inc.01-04-2013
Malcolm Robert Warneford-ThomsonAllied Beacon Partners, Inc.Capitol Securities Management, Inc.12-19-2012
Jay Julius Peitsch IIAllied Beacon Partners, Inc.Chase Investment Services Corp.12-01-2012
Brian Edward GardinerAllied Beacon Partners, Inc.AXA Advisors, LLC03-02-2012
Andre D WilliamsAllied Beacon Partners, Inc.AXA Advisors, LLC01-27-2012
John Joseph WyngaardAllied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Julia Therese EggenerAllied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Litzbeth AbrahamsAllied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Mark Edward UrbanAllied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Mitchell L RayAllied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Paul Michael BeckmanAllied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Peter Edward Bianchetto Jr.Allied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
William Raymond Bessette Jr.Allied Beacon Partners, Inc.Workman Securities Corporation10-03-2011
Lambert Bruns Hermelink IIAllied Beacon Partners, Inc.Girard Securities, Inc.06-20-2011
Ron FeinmanAllied Beacon Partners, Inc.QA3 Financial Corp.03-30-2011
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Leo Joseph BensonAllstate Financial Services, LLCProEquities, Inc.11-10-2017
Jennifer Scanlon RossettiniAllstate Financial Services, LLCSunTrust Advisory Services, Inc.03-23-2017
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Showing 1 to 25 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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