Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Erin Michelle SmithAccordant Advisory Group, Inc.Raymond James Financial Services Advisors, Inc07-03-2012
Mona JainACG Advisory Services IncPruco Securities, LLC.11-21-2018
Roberta Winn KellerAlexis AdvisorsBrunson Advisors LLC05-16-2013
Robert Jason AllenAllen Investment ManagementGOLD ASSET MANAGEMENT, INC.02-10-2015
Jeffrey Lewis SchatzAlliant Wealth AdvisorsWest Financial Services, Inc.02-06-2017
Maurice Bernard SpringerAllstate Financial Services, LLCPruco Securities, LLC.05-10-2019
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Leo Joseph BensonAllstate Financial Services, LLCProEquities, Inc.11-10-2017
Ryan Dean JenningsAllstate Financial Services, LLCMML Investors Services, LLC11-07-2016
Nathan Ben SkievaskiAllstate Financial Services, LLCUnited Brokerage Services, Inc08-30-2016
Cherisse Juuana ParryAllstate Financial Services, LLCFirst Command Financial Planning, Inc.05-06-2016
Jeffrey Robert LayneAllstate Financial Services, LLCFarmers Financial Solutions, LLC10-12-2015
Kerry Sullivan ShepherdAllstate Financial Services, LLCState Farm VP Management Corp.07-16-2015
Robert Howard BurnsAllstate Financial Services, LLCGlobal Brokerage Services, Inc.01-09-2015
Ronald Philip RubinAllstate Financial Services, LLCNew England Securities$10003-10-2014
Patrick C. KincheloeAllstate Financial Services, LLCHorace Mann Investors, Inc.02-03-2014
Charles Groome PowellAllstate Financial Services, LLCWaddell & Reed05-08-2013
Andrew A. McFallsAllstate Financial Services, LLCNYLIFE Securities LLC01-24-2013
Miguel PenalozaAllstate Financial Services, LLCProEquities, Inc.06-25-2012
Neal Alan SticklesAllstate Financial Services, LLCNationwide Securities, LLC03-26-2012
Abbas A. RawootAllstate Financial Services, LLCLPL Financial LLC03-26-2012
Kabirudeen SalamiAllstate Financial Services, LLCSignator Investors, Inc.06-24-2011
William Alfred Simkins IIIAllstate Financial Services, LLCSignator Investors, Inc.05-23-2011
Lynette Benedicto MelcherAllstate Financial Services, LLCNYLIFE Securities LLC$1003-08-2011
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Showing 1 to 25 of 2,124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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