Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Michael Peter Duprey1st Portfolio Wealth Advisors1ST Portfolio, Inc.09-11-2015
William Kirk Taylor1st Portfolio Wealth Advisors1ST Portfolio, Inc.08-25-2015
William Kirk Taylor1ST Portfolio, Inc.Capitol Securities Management, Inc.$5010-25-2011
Erin Michelle SmithAccordant Advisory Group, Inc.Raymond James Financial Services Advisors, Inc07-03-2012
Claude Mason RoyalACE CAPITAL, INC.Royal Wealth Management01-27-2015
Faron Scott Miller Sr.ACG Advisory Services IncTD Ameritrade, Inc.01-06-2020
James David PickertACG Advisory Services IncMerrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2015
Matthew Tyler WilliamsACIMA Private Wealth LLCACIMA Private Wealth LLC05-11-2016
Matthew Tyler WilliamsACIMA Private Wealth LLCHeritage Wealth Advisors02-08-2016
Kevin Leon FoxAcorn Financial Advisory Services, Inc.MML Investors Services, LLC$5001-08-2020
Sean M. Tyll Sr.Acorn Financial Advisory Services, Inc.Mutual of Omaha Investor Services, Inc.08-26-2019
Donald Franklin HeishmanAcorn Financial Advisory Services, Inc.Triad Advisors LLC06-06-2018
Steven Franklin BrandtAcorn Financial Advisory Services, Inc.LPL Financial LLC12-08-2017
William Franklin Smith Jr.Acorn Financial Advisory Services, Inc.The Strategic Financial Alliance, Inc.$12911-14-2017
Robert Hubbard Trowbridge IIIAdirondack Trading Group LLCIndependent Financial Group, LLC$5001-28-2015
Vincent Graves Thomas IIAdvisory Group Equity Services Ltd.Source Capital Group, Inc.$10002-22-2017
Jason Palomares LavariasAE Wealth Management, LLCIntervest International Equities Corporation12-13-2018
John Harrison ZarinskyAE Wealth Management, LLCHorter Investment Management, LLC01-06-2017
Charles Bailey AtwillAFCG, LLCAFCG, LLC01-01-2011
Cheryl S ParrishAlexandria CapitalAlliant Wealth Advisors05-26-2015
John Andrew FrischAlexandria CapitalAlliant Wealth Advisors05-26-2015
Roberta Winn KellerAlexis AdvisorsBrunson Advisors LLC05-16-2013
Harry SchwarzAlliance Wealth Strategies, LLCDixon Hughes Goodman Wealth Advisors LLC02-16-2017
Jeffrey Lewis SchatzAlliant Wealth AdvisorsWest Financial Services, Inc.02-06-2017
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Showing 1 to 25 of 3,829 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.