Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Adair TylerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Mark Alan ComptonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Michael Patrick LindseyState Farm VP Management Corp.Allstate Financial Services, LLC01-02-2009
Stephen Winston NoffsingerWells Fargo Clearing Services, LLCTriad Advisors LLC01-05-2009
Linda Jean BlackLifeMark Securities Corp.Centaurus Financial, Inc.$2501-07-2009
Christopher Michael Walters Esq.Scott & Stringfellow, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
John Faulkner PaxtonLPL Financial LLCWells Fargo Clearing Services, LLC01-09-2009
Victoria C LyttleLPL Financial LLCMICG Investment Management, LLC$101-09-2009
Sean Scott FranciscoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Robert Franklin CoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
Steven A GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009
James Lyon SmytheDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
John Whitfield VetrovecDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-16-2009
Richard Lee ClaryH&R Block Financial Advisors, Inc.UBS Financial Services Inc.01-16-2009
Lyle Kennedy SchiavoneLPL Financial LLCMICG Investment Management, LLC$15001-21-2009
Valerie Anne HornerLPL Financial LLCMICG Investment Management, LLC01-21-2009
Michael Walker ButterfieldPNC InvestmentsWells Fargo Clearing Services, LLC01-22-2009
James Phillip Pappas Jr.Scott & Stringfellow, LLCCitigroup Global Markets Inc.01-23-2009
Marshall Poston SchuttSchutt Capital Management LLCHarris Williams01-29-2009
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
Julia Childress BeckDavenport & Company LLCCitigroup Global Markets Inc.$15002-02-2009
Dorothy Ann AllenLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Charles Conway MunfordDavenport & Company LLCCitigroup Global Markets Inc.$15002-06-2009
Leda Yasmine BonillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.02-06-2009
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed$5002-09-2009
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Showing 1 to 25 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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