Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Glen Adair TylerPNC InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Mark A. ComptonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009
Michael Patrick LindseyState Farm VP Management Corp.Allstate Financial Services, LLC01-02-2009
Athena ChangMcLean Asset Management Corp.McLean Asset Management Corp.01-02-2009
Dennis Miles CampbellMetrics Money Management, LLCSpire Wealth Management, LLC01-02-2009
Stephen Winston NoffsingerWells Fargo Clearing Services, LLCTriad Advisors LLC$10001-05-2009
Linda Jean BlackLifeMark Securities Corp.Centaurus Financial, Inc.01-07-2009
John Faulkner PaxtonLPL Financial LLCWells Fargo Clearing Services, LLC01-09-2009
Victoria C LyttleLPL Financial LLCMICG Investment Management, LLC01-09-2009
Keith A. GreenHartford Equity Sales Company Inc.Nationwide Securities, LLC01-09-2009
Christopher Michael WaltersScott & Stringfellow, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Douglas Penn FrenchBB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC01-12-2009
Darren BanhWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Sean Scott FranciscoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-12-2009
Steven A. GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009
Robert Franklin CoxWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-13-2009
James Lyon SmytheDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
John Whitfield VetrovecDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-16-2009
Richard Lee ClaryH&R Block Financial Advisors, Inc.UBS Financial Services Inc.$2501-16-2009
Jennifer Lynn BerdellMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC01-16-2009
Peter Carlyle WallsMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5001-16-2009
Lyle Kennedy SchiavoneLPL Financial LLCMICG Investment Management, LLC01-21-2009
Valerie Anne HornerLPL Financial LLCMICG Investment Management, LLC01-21-2009
Michael Walker ButterfieldPNC InvestmentsWells Fargo Clearing Services, LLC01-22-2009
James Phillip Pappas Jr.Scott & Stringfellow, LLCCitigroup Global Markets Inc.$10001-23-2009
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Showing 1 to 25 of 3,793 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.