Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Edward ThomasWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$10004-05-2010
Corey Mccabe HeckWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.04-05-2010
Mark Douglas HaleHornor, Townsend & Kent, LLCHIMCO Distribution Services Company04-12-2010
Robert Gorman Taylor Jr., David Alex Ciccone, Thomas Zoltan HarsanyiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-16-2010
Charles Patrick Maloney III, Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley$5004-16-2010
James Fredrick PalumboUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
John Larhue MitchellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-19-2010
William Randolph BowerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2010
Michael Robert FuhrSageVest Wealth ManagementCommonwealth Financial Network04-22-2010
Matthew David PetermanLPL Financial LLCCetera Advisors LLC04-23-2010
David Matthew WalkerLPL Financial LLCSunTrust Investment Services, Inc.04-26-2010
Jeffrey Stephen GeraciIntervest International Equities CorporationMICG Investment Management, LLC$1005-04-2010
Kent Emerson BondAllstate Financial Services, LLCLincoln Financial Securities Corporation05-10-2010
Boris Barnett FoustLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC05-11-2010
Nora Mankaryos ThomasWaddell & ReedGlobal Alternative Investment Services, Inc.05-12-2010
Debbie Y. ParkNYLIFE Securities LLCMML Investors Services, LLC05-13-2010
Jon Eric BostMorgan StanleyDeutsche Bank Securities Inc.05-21-2010
Travis Newton JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMICG Investment Management, LLC05-21-2010
Russell Lee SageWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.05-24-2010
Ronald Ray GeigerRonald R Geiger LLCLara, May & Associates, LLC06-02-2010
Peter Robert Agnew, Nedra Overall AgnewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-04-2010
Tarek M. ElhendawyState Farm VP Management Corp.NYLIFE Securities LLC06-09-2010
John L. BocekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1006-11-2010
Charles Thomas WimerAllstate Financial Services, LLCWells Fargo Clearing Services, LLC06-18-2010
Charles Brian MarksonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5007-02-2010
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Showing 326 to 350 of 2,116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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