Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Ann WareRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Dennis Miles CampbellMetrics Money Management, LLCSpire Wealth Management, LLC01-02-2009
Philip C. CockrillRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Theresa Camille WaddellRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Randguem Elwood Baker IIIRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Michael Patrick LindseyState Farm VP Management Corp.Allstate Financial Services, LLC01-02-2009
Lori Dean FriseRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Linda Jean BlackLifeMark Securities Corp.Centaurus Financial, Inc.01-07-2009
Victoria C LyttleLPL Financial LLCMICG Investment Management, LLC01-09-2009
Steven A. GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009
John Whitfield VetrovecDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-16-2009
James Lyon SmytheDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Lyle Kennedy SchiavoneLPL Financial LLCMICG Investment Management, LLC01-21-2009
Valerie Anne HornerLPL Financial LLCMICG Investment Management, LLC01-21-2009
Matthew Derek AllenderSecurities America, Inc.Brecek & Young Advisors, Inc.$1001-23-2009
Edward Francis FissingerSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
Julia Childress BeckDavenport & Company LLCCitigroup Global Markets Inc.$5002-02-2009
Dorothy Ann AllenLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Charles Conway MunfordDavenport & Company LLCCitigroup Global Markets Inc.02-06-2009
Curtis Jeffrey CongdonLara, May & Associates, LLCAmeriprise Financial Services, Inc.02-09-2009
Christopher Vuthi PramawatAmeriprise Financial Services, Inc.Waddell & Reed02-09-2009
Robert W. Campbell IIICapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2009
William Frank CalliottDavenport & Company LLCCitigroup Global Markets Inc.$10002-11-2009
Jay Gerald DemeterDavenport & Company LLCCitigroup Global Markets Inc.$2502-11-2009
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Showing 1 to 25 of 2,117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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