Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dennis Miles CampbellMetrics Money Management, LLCSpire Wealth Management, LLC01-02-2009
Stephen Edward SigmonLPL Financial LLCMICG Investment Management, LLC$1,00001-02-2009
Benjamin Vincent Pearman IIICambridge Investment Research, Inc.Ameriprise Financial Services, LLC$2501-02-2009
Michael Patrick LindseyState Farm VP Management Corp.Allstate Financial Services, LLC01-02-2009
Linda Jean BlackLifeMark Securities Corp.Centaurus Financial, Inc.$2501-07-2009
Kevin Michael BroderickOppenheimer & Co. Inc.Citigroup Global Markets Inc.$10001-08-2009
Victoria C LyttleLPL Financial LLCMICG Investment Management, LLC01-09-2009
John Michael SloadWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00001-09-2009
Steven A GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009
James Lyon SmytheDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
John Whitfield VetrovecDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-16-2009
Lyle Kennedy SchiavoneLPL Financial LLCMICG Investment Management, LLC$15001-21-2009
Jennifer Bagalawis DaknisLPL Financial LLCMICG Investment Management, LLC01-22-2009
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
Julia Childress BeckDavenport & Company LLCCitigroup Global Markets Inc.$15002-02-2009
David William Young IIICommonwealth Financial NetworkSagePoint Financial, Inc.$5002-04-2009
Joseph Alexander ShenkProEquities, Inc.Everence Trust Company02-04-2009
James Bernard CowanLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Dorothy Ann AllenLincoln Financial Advisors CorporationHornor, Townsend & Kent, LLC02-05-2009
Charles Conway MunfordDavenport & Company LLCCitigroup Global Markets Inc.$15002-06-2009
James Riley McculleyLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2902-06-2009
Curtis Jeffrey CongdonXML SecuritiesAmeriprise Financial Services, LLC$5002-09-2009
Christopher Vuthi PramawatAmeriprise Financial Services, LLCWaddell & Reed$5002-09-2009
Robert W Campbell IIICapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2009
Jay Gerald DemeterDavenport & Company LLCCitigroup Global Markets Inc.$15002-11-2009
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Showing 1 to 25 of 2,436 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.