Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Quintin RiceMerrill Lynch, Pierce, Fenner & Smith IncorporatedHSBC Securities (USA) Inc.10-30-2012
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$104-26-2013
Aaron Scott GibbsLPL Financial LLCSagePoint Financial, Inc.06-10-2011
Aaron Stephen PierettWells Fargo Clearing Services, LLCMML Investors Services, LLC10-04-2017
Aaron William JohnsonCUNA Brokerage Services, Inc.Infinex Investments, Inc.05-29-2015
Abbas Abdulrahim RawootAllstate Financial Services, LLCLPL Financial LLC$103-26-2012
Abby Lynn CainCambridge Investment Research, Inc.ValMark Securities, Inc.02-29-2012
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
Adam Boyd MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Connor RegulinskiWells Fargo Clearing Services, LLCMML Investors Services, LLC10-31-2014
Adam Detweiler SavanickProEquities, Inc.First Heartland Capital, Inc.09-05-2012
Adam Edward BestFarmers Financial Solutions, LLCFirst Command Financial Planning, Inc.05-31-2017
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-31-2013
Adam Scott RafalskiMorgan StanleyAmeriprise Financial Services, Inc.12-20-2013
Adam Taylor PeacheeBB&T INVESTMENT SERVICES, INC.The O.N. Equity Sales Company10-04-2010
ADRON DANIEL KREKELERIndependent Financial PartnersMICG Investment Management, LLC06-03-2010
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Akram Sadat AleahmadPNC InvestmentsBanc of America Investment Services, Inc.06-01-2009
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Alaa Abduljaleel KhashanPNC InvestmentsCitizens Securities, Inc.11-08-2016
Alan HarterPactolus Private Wealth ManagementMorgan Stanley Wealth Management$102-10-2011
Alan Lawrence BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Alan Michael TofigPruco Securities, LLC.The Leaders Group, Inc.06-25-2015
Alan Robert OlsonVoya Financial Advisors, Inc.AXA Advisors, LLC$5002-04-2013
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Showing 1 to 25 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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