Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Phleet PriceMadison Avenue Securities, LLCVoya Financial Advisors, Inc.$2502-10-2017
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones04-26-2013
Aaron Val NeuenswanderFidelity Brokerage Services LLCCetera Advisor Networks LLC07-10-2019
Abbas A RawootAllstate Financial Services, LLCLPL Financial LLC03-26-2012
Abraham Edward WalshAmeriprise Financial Services, LLCEdward Jones$2508-09-2017
Adam B MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Detweiler SavanickProEquities, Inc.First Heartland Consultants, Inc.09-05-2012
Adam Edward BestFarmers Financial Solutions, LLCFirst Command Brokerage Services, Inc.05-31-2017
Adam J SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$15007-31-2013
Adam Michael NewmanThe Burney CompanySFG Investment Advisors, Inc.04-10-2017
Adam PeacheeAmeriprise Financial Services, LLCValMark Securities, Inc.09-09-2020
Adam William PaffenrothMorgan StanleyEdward Jones$2509-13-2019
Adam Zachery PetersCommonwealth Financial NetworkMML Investors Services, LLC08-09-2018
Adekemi AzeezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-29-2016
Adrian A VaughnPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.10-03-2014
Aeda ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC04-30-2020
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Akram Sadat AleahmadUnited Brokerage Services, IncPNC Investments06-13-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Alan HarterPactolus Private Wealth ManagementMorgan Stanley$1,00002-10-2011
Alan Joseph DoleCambridge Investment Research, Inc.Sanders Morris Harris LLC$2511-22-2011
Alan L BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Alan Steven Witt JrLPL Financial LLCWells Fargo Clearing Services, LLC11-02-2017
Alan Torrence DawkinsLPL Financial LLCLincoln Financial Securities Corporation11-13-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.