Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$1004-26-2013
Abbas A. RawootAllstate Financial Services, LLCLPL Financial LLC03-26-2012
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Detweiler SavanickProEquities, Inc.First Heartland Capital, Inc.09-05-2012
Adam Edward BestFarmers Financial Solutions, LLCFirst Command Financial Planning, Inc.05-31-2017
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2013
Adam Taylor PeacheeBB&T Securities, LLCBB&T Investment Services, Inc.01-02-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Alan Duff BloomingdaleStifel, Nicolaus & Company, IncorporatedBarclays Capital Inc.12-04-2015
Alan HarterPactolus Private Wealth ManagementMorgan Stanley$1,00002-10-2011
Alan L. BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Alan Robert OlsonVoya Financial Advisors, Inc.AXA Advisors, LLC$2502-04-2013
Alan Steven Witt Jr.LPL Financial LLCWells Fargo Clearing Services, LLC11-02-2017
Alan Torrence DawkinsLPL Financial LLCLincoln Financial Securities Corporation$1011-13-2017
Alaric E. GothPurshe Kaplan Sterling InvestmentsVoya Financial Advisors, Inc.11-04-2014
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC06-29-2011
Albert Rhodes WilsonPark Avenue Securities LLCCambridge Investment Research, Inc.03-28-2017
Albert WuRaymond James Financial Services, Inc.Edward Jones$15010-25-2019
Alberto E. HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
Aldo PasquarielloWoodbury Financial Services, Inc.HIMCO Distribution Services Company09-28-2010
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Aleta Renee MellonCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
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Showing 1 to 25 of 2,117 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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