Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Linwood Alexander OrenduffPlanMember Securities CorporationING Financial Partners, Inc.06-05-2019
William Everett Counts IVAmeritas Investment Corp.P.J. Robb Variable Corporation06-04-2019
Jason StatutaRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDAVINCI FINANCIAL DESIGNS05-23-2019
Jacob Bradley TelleriaMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavinci Financial Designs05-23-2019
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Michael Edward SheltonLPL Financial LLCThe O.N. Equity Sales Company05-15-2019
Michael Edward SheltonLPL Financial LLCON Investment Manamgent Co05-15-2019
Ethan Anthony MendozaEdward JonesWells Fargo Clearing Services, LLC05-01-2019
Robert James SchupKMS Financial Services, Inc.On Investment Management Co04-24-2019
Joseph Michael MillerBB&T Securities, LLCU.S. Bancorp Investments, Inc.03-04-2019
David H NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
Anthony Comeau DavisMTX Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Christine Amill CentenoSimplicity Wealth Management LLCAtlas Financial01-31-2019
Carter Elizabeth Bailey SteilPrincipal Securities, Inc.Transamerica Investors Securities Corporation01-23-2019
P Lawrence MurphyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Nicholas Ross OrenduffORENDUFF & ASSOCIATES, LTD.Secure Investment Management, LLC01-16-2019
Reed Pettit FosterFoster Investment Company LLCMoelis & Company LLC01-11-2019
Aldous Ambrose AdriaanBrooklight Place Securities, Inc.Sigma Financial Corporation01-07-2019
Jon-Michael GugliottaKestra Advisory Services, LLCSummit Brokerage Services, Inc.01-04-2019
Rebecca Lauren TrachtenbergLPL Financial LLCKestra Investment Services, LLC01-04-2019
Douglas Hart BirnieOakmont Wealth Advisory, LLCHayden Royal01-03-2019
Eric Bernard McginleySecurities America, Inc.Park Avenue Securities LLC12-26-2018
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Showing 1 to 25 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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