Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennifer Scanlon RossettiniMML Investors Services, LLCAllstate Financial Services, LLC12-19-2017
Richard Lester Snoots IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-19-2017
Henry Victor Millner IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC12-18-2017
Divam Nayan MehtaCambridge Investment Research, Inc.INVEST Financial Corporation12-15-2017
Kevin Alexander MautteLPL Financial LLCAmeriprise Financial Services, Inc.12-12-2017
Gary Lynn AckermanFinancial Advisory ServicesConcorde Investment Services, LLC12-07-2017
Steven Ronald TurnerRaymond James Financial Services, Inc.LPL Financial LLC12-05-2017
Thomas Ryan SenecaPurshe Kaplan Sterling InvestmentsCetera Advisor Networks LLC12-05-2017
Celia A RafalkoCary Street PartnersRafalko Advisors, Inc.12-04-2017
Alicia Coullier BorghiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$112-01-2017
Barbara Gottschalk WiltshireRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00012-01-2017
Scot Lee MorrisRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$10012-01-2017
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Jeremy Dustin NicholsCambridge Investment Research, Inc.INVEST Financial Corporation$5011-30-2017
Steven Gary PrestylyColonial River Wealth Management LLCThe Main Street Group11-30-2017
Joshua Michael DeanAmeriprise Financial Services, Inc.Stratos Wealth Partners, Ltd11-29-2017
Julie Christine BoyerLPL Financial LLCNational Planning Corporation11-29-2017
Leverette Early Pope Jr.LPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Rf Burke Steele IIILPL Financial LLCInvestment Centers of America, Inc.$10011-29-2017
Rf Burke Steele IVLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Robert Booker SteeleLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Tracy Allison NewLPL Financial LLCInvestment Centers of America, Inc.11-29-2017
Ronald Joseph CarazoSpire Securities, LLCSecurities America, Inc.$5011-27-2017
Thomas Milton Mishoe Jr.MML Investors Services, LLCLincoln Financial Securities Corporation11-27-2017
Barbour Scott BussellsRaymond James Financial Services, Inc.SIMA Retirement Solutions, LLC$10011-21-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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