Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christin R BonomonteKestra Investment Services, LLCLPL Financial LLC$2511-20-2017
Michael Kenny FowlerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2017
Ricky Lynn RobertsonCambridge Investment Research, Inc.1st Global Capital Corp.$10011-16-2017
Wiley Cecil Keel Jr.Cambridge Investment Research, Inc.1st Global Capital Corp.11-16-2017
Brandon WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15011-15-2017
Tanya Perkins VessWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.11-15-2017
Alan Torrence DawkinsLPL Financial LLCLincoln Financial Securities Corporation$1011-13-2017
Christopher Ian DorseyRaymond James Financial Services, Inc.Courage Miller Partners, LLC11-10-2017
Jay Hyunjoon HwangMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$111-10-2017
Leo Joseph BensonAllstate Financial Services, LLCProEquities, Inc.11-10-2017
Pamela Juliet SamsSecurities America, Inc.Voya Financial Advisors, Inc.$111-10-2017
Quintus Earl WebbCalton & Associates, Inc.IMS Securities, Inc.11-10-2017
Margaret Newell WileyRaymond James Financial Services, Inc.Edward Jones11-09-2017
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-08-2017
Tiffany Ngoc UngRaymond James Financial Services, Inc.Old Dominion Capital Management Inc.$1011-07-2017
Benjamin Aneurin Huggin Jr.PNC InvestmentsPruco Securities, LLC.$10011-06-2017
Jane Junzhu MaoConcord Wealth Brokerage, Inc.H. Beck, Inc.11-06-2017
Craig Scott SabloskyLPL Financial LLCInvestment Professionals, Inc.$5011-03-2017
James Bowles PenderLPL Financial LLCInvestment Professionals, Inc.11-03-2017
Rebecca Shea NewtonConcord Wealth Brokerage, Inc.H. Beck, Inc.$111-03-2017
James Pender, Craig SabloskyLPL FinancialInvestment Professionals$6711-03-2017
Alan Steven Witt Jr.LPL Financial LLCWells Fargo Clearing Services, LLC11-02-2017
Richard Robert Krafcik Jr.Independent Financial Group, LLCNational Planning Corporation$10011-02-2017
Craig Curtis AldenBrooklight Place Securities, Inc.GWN Securities Inc.$15011-01-2017
John Stephen NagleSunTrust Investment Services, Inc.Cambridge Investment Research, Inc.11-01-2017
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Showing 251 to 275 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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