Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Amir FeiseeCambridge Investment Research, Inc.National Planning Corporation10-17-2017
Steven James HoltFirst Citizens Investor Services, Inc.AXA Advisors, LLC$50010-17-2017
Tim Xuan HaCetera Advisor Networks LLCInvestment Centers of America, Inc.10-17-2017
Michael Paul BlanchardCetera Advisor Networks LLCInvestment Centers of America, Inc.10-16-2017
Robert Lawrence EstesRaymond James Financial Services, Inc.Edward Jones$2510-13-2017
Yu Zhang KriskoLincoln Financial Advisors CorporationMorgan Stanley10-13-2017
Luc Christopher SebrechtsMorgan StanleyEdward Jones10-10-2017
Ryan Anthony MaglioWells Fargo Clearing Services, LLCEdward Jones10-10-2017
Tami Lynne AloisaSpire Securities, LLCUBS Financial Services Inc.10-10-2017
George Holland WhitmoreRaymond James Financial Services, Inc.BB&T Securities, LLC10-06-2017
Aaron Stephen PierettWells Fargo Clearing Services, LLCMML Investors Services, LLC10-04-2017
Eric Anthony MajewskiSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2017
Luther A Bazzle IIIHD Vest Investment ServicesINVEST Financial Corporation09-29-2017
Ray Franklin KauffmanWells Fargo Clearing Services, LLCMorgan Stanley$10009-28-2017
Christian Enrique MijaresSBK Financial, Inc.Morgan Stanley09-27-2017
James Alexander Baber IVRaymond James & Associates, Inc.Janney Montgomery Scott LLC$21309-27-2017
Matthew J FreemanPruco Securities, LLC.MML Investors Services, LLC09-25-2017
Tracie Lomax HonemondOneAmerica Securities, Inc.Pruco Securities, LLC.09-21-2017
Bill Paxton, Dave Hansen, Jack Flippin, Steve CrankCapTrust Financial AdvisorsDavidson & Garrard$70009-20-2017
Paige Lovelace QuilterPruco Securities, LLC.MML Investors Services, LLC09-14-2017
Mark Christopher HughesLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$15009-12-2017
Andrew Lee CoatsEdward JonesCitigroup Global Markets Inc.$10009-11-2017
Wallace Raymond Foutz Jr.Crown Capital Securities, L.P.Investacorp, Inc.09-11-2017
Charles Robert CobbNewbridge Securities CorporationCenter Street Securities, Inc.09-07-2017
Kristen Hirning SpurlockPruco Securities, LLC.MML Investors Services, LLC09-07-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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