Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Young Kun LimWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Steven Shelby StricklandAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-02-2019
James Patrick HarringtonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10005-02-2019
Douglas Eugene MorganAmeriprise Financial Services, LLCLPL Financial LLC05-02-2019
Benjamin David ScrivenerThe Burney CompanyStratWealth05-02-2019
Mary Helena ParrishRaymond James & Associates, Inc.Carter, Terry & Company, Inc.05-01-2019
Eric Maxwell ShoenfeldPrime Capital Investment Advisors, LLCFinancial Engines Advisors L.L.C.04-30-2019
William Hayward CoryAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.04-26-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Tucker Ryan HoltAMJ Financial Wealth Management LLCLPL Financial LLC04-26-2019
Ryan A. WyattCharles Schwab & Co., Inc.Vanguard Marketing Corporation04-25-2019
Caleb Wayne VaughanKestra Investment Services, LLCProEquities, Inc.$25004-25-2019
Geoffrey Price SiskRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$15004-25-2019
Jason Michael StatutaRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Hynson Howell Marvel IIIRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC04-25-2019
Robert James SchupKMS Financial Services, Inc.The O.N. Equity Sales Company04-24-2019
Christopher Charles KnocheLPL Financial LLCKestra Investment Services, LLC04-24-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2019
Zachary M. WebbCommonwealth Financial NetworkCambridge Investment Research, Inc.04-23-2019
Michael T. ClearyOneAmerica Securities, Inc.Larimer Capital Corporation04-18-2019
Paul Lawrence Fowler Jr.Moors & Cabot, Inc.Wells Fargo Clearing Services, LLC04-17-2019
Clayton Alexander NashEquity Services, Inc.Commonwealth Financial Network04-17-2019
Scott Allen SpiersMerrill Lynch, Pierce, Fenner & Smith IncorporatedFirst Command Financial Planning, Inc.$15004-17-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.