Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-06-2017
Mark Allen ScottBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC09-05-2017
Christina Hall JamesHighTower Securities, LLCBB&T Investment Services, Inc.09-01-2017
Herbert Donnell SaundersAmeriprise Financial Services, Inc.The Main Street Group$1009-01-2017
Lelis Marina PondSignator Investors, Inc.Oppenheimer & Co. Inc.09-01-2017
Richard Lincoln PainHD Vest Investment ServicesFSC Securities Corporation08-31-2017
Richard Thomas CollinsAmerican Portfolios Financial Services, Inc.Waddell & Reed08-31-2017
Shelley Romaine KingRaymond James Financial Services, Inc.Securities America, Inc.08-31-2017
Travis Lee PowellMML Investors Services, LLCAmeriprise Financial Services, Inc.08-31-2017
Ryland Hoover Hubbard Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1408-29-2017
John Walter StoneProEquities, Inc.Lincoln Financial Securities Corporation$108-29-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.$1008-28-2017
Brian Matthew BeanCommonwealth Financial NetworkWFG Investments, Inc.$5008-25-2017
Brian Patterson Robson Jr.Securities America, Inc.Next Financial Group, Inc.$108-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.$108-25-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.$108-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Thomas Harris MageeSecurities America, Inc.Next Financial Group, Inc.08-25-2017
William Tredway Whitmore Jr.Securities America, Inc.Next Financial Group, Inc.$5008-25-2017
Nathan Benjamin DowdyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-24-2017
Alyssa Baird LumLuminate Financial PlanningWells Fargo Advisors Financial Network, LLC08-23-2017
Mark Kevin KingCambridge Investment Research, Inc.WFG Investments, Inc.$5008-22-2017
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Showing 326 to 350 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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