Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-06-2017
Mark Allen ScottBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC09-05-2017
Christina Hall JamesHighTower Securities, LLCBB&T Investment Services, Inc.09-01-2017
Herbert Donnell SaundersAmeriprise Financial Services, Inc.The Main Street Group$1009-01-2017
Lelis Marina PondSignator Investors, Inc.Oppenheimer & Co. Inc.09-01-2017
Richard Lincoln PainHD Vest Investment ServicesFSC Securities Corporation08-31-2017
Richard Thomas CollinsAmerican Portfolios Financial Services, Inc.Waddell & Reed08-31-2017
Shelley Romaine KingRaymond James Financial Services, Inc.Securities America, Inc.08-31-2017
Travis Lee PowellMML Investors Services, LLCAmeriprise Financial Services, Inc.08-31-2017
Ryland Hoover Hubbard Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1408-29-2017
John Walter StoneProEquities, Inc.Lincoln Financial Securities Corporation$108-29-2017
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.$1008-28-2017
Brian Matthew BeanCommonwealth Financial NetworkWFG Investments, Inc.$5008-25-2017
Brian Patterson Robson Jr.Securities America, Inc.Next Financial Group, Inc.$108-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.$108-25-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.$108-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Thomas Harris MageeSecurities America, Inc.Next Financial Group, Inc.08-25-2017
William Tredway Whitmore Jr.Securities America, Inc.Next Financial Group, Inc.$5008-25-2017
Nathan Benjamin DowdyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-24-2017
Alyssa Baird LumLuminate Financial PlanningWells Fargo Advisors Financial Network, LLC08-23-2017
Mark Kevin KingCambridge Investment Research, Inc.WFG Investments, Inc.$5008-22-2017
« Previous PageNext Page »

Showing 326 to 350 of 2,746 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.