Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John David WiedmaierCommonwealth Financial NetworkWFG Investments, Inc.$5008-21-2017
Laura Ann HannonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC08-18-2017
Robert Joseph Ianucci Jr.Farmers Financial Solutions, LLCNationwide Securities, LLC08-18-2017
Steven Anthony CochraneMML Investors Services, LLCLincoln Financial Securities Corporation08-18-2017
Tucker Ryan HoltLPL Financial LLCScottrade, Inc.08-16-2017
Christopher Robert StewartBrokers International Financial Services, LLC.Lincoln Financial Securities Corporation$2508-14-2017
Christina Elizabeth ToddCary Street PartnersMorgan Stanley$1,00008-12-2017
Jason Mcteague ScheurerOrchard Wealth & Legacy Management LLCInfinex Investments, Inc.08-10-2017
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
Carolyn Marie RobinsonLincoln Financial Advisors CorporationMML Investors Services, LLC08-08-2017
Nicole Tarlton ColeColonial River Wealth Management LLCNext Financial Group, Inc.08-08-2017
John Wayne WorleyPruco Securities, LLC.Horace Mann Investors, Inc.08-07-2017
Brian Michael ElmsRaymond James Financial Services, Inc.Edward Jones$5008-04-2017
John Paxton, Daniel F. Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15008-03-2017
Cornell Edward SmithSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-01-2017
Mouhamadou Bamba SeneSunTrust Investment Services, Inc.HSBC Securities (USA) Inc.08-01-2017
Luther A Bazzle IIIINVEST Financial CorporationSecurities America, Inc.07-28-2017
George KhalsaAmeriprise Financial Services, Inc.The Investment Center, Inc.07-21-2017
Gertrude Margaret QuintoMoney Concepts Capital CorpChesapeake Wealth Management$5007-21-2017
Vladimir RazinWells Fargo Clearing Services, LLCPNC Investments07-21-2017
Jason Nicholas KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
Allison Tyminski RumschikSycamore Financial GroupFOLIOfn Investments, Inc.$107-17-2017
Neal Ethan RichardsFinancial Engines Advisors L.L.C.TD Ameritrade Investment Management, LLC07-12-2017
Paul Matthew BarbieriPruco Securities, LLC.BB&T Investment Services, Inc.07-11-2017
Matthew Carmen RomeoAtlas FinancialSBK Financial, Inc.07-08-2017
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Showing 351 to 375 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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