Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vladimir RazinWells Fargo Clearing Services, LLCPNC Investments07-21-2017
Jason Nicholas KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
Allison Tyminski RumschikSycamore Financial GroupFOLIOfn Investments, Inc.$107-17-2017
Neal Ethan RichardsFinancial Engines Advisors L.L.C.TD Ameritrade Investment Management, LLC07-12-2017
Paul Matthew BarbieriPruco Securities, LLC.BB&T Investment Services, Inc.07-11-2017
Matthew Carmen RomeoAtlas FinancialSBK Financial, Inc.07-08-2017
BRIAN O'NEILLCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC07-07-2017
Christopher Paul WoodsIndependent Financial PartnersAmeriprise Financial Services, Inc.07-07-2017
Tracy Stclair OverstreetHD Vest Investment ServicesPark Avenue Securities LLC06-30-2017
Nathan Wade TonsagerMerrill Lynch, Pierce, Fenner & Smith IncorporatedButtonwood Partners, Inc.06-27-2017
Charles Kregg HanowellWells Fargo Clearing Services, LLCCapital One Investing, LLC06-26-2017
Douglas Kevin HankyCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Daniel Woodrow Bird IIISA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$1,00006-23-2017
Samuel Drew WrightKovack Securities Inc.Allstate Financial Services, LLC$2506-22-2017
David Anthony MorganteVariant Private Wealth LLCAmeriprise Financial Services, Inc.06-21-2017
David William StagemeyerAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
Joseph Daniel KingAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
Robert Parks RuckerAmeritas Investment Corp.C C F Investments, Inc.$5006-21-2017
Brandon Reed LloydMountain View Wealth Management LLCWells Fargo Clearing Services, LLC06-20-2017
Gregory Wilson McdonaldWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2017
John Anson CalhounVariant Private Wealth LLCAmeriprise Financial Services, Inc.06-19-2017
Ronald Alan MoriartyWells Fargo Clearing Services, LLCPNC Investments06-19-2017
Ronald Victor NeblettVariant Private Wealth LLCAmeriprise Financial Services, Inc.06-19-2017
C. Kemper Wharton, M. Todd OneyRaymond JamesBank of America Merrill Lynch$50006-19-2017
Yale Jeffrey LewisRaymond James Financial Services, Inc.MML Investors Services, LLC06-16-2017
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Showing 376 to 400 of 2,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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