Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Austin CostanzoPFS Investments Inc.PNC Investments06-14-2017
Mark Randall HornInvestment Initiatives, LLCForesters Equity Services, Inc.06-13-2017
Nick Robert LouridasMML Investors Services, LLCPNC Investments06-13-2017
Joseph E SimonFirst Command Financial Planning, Inc.Amundi Pioneer Distributor, Inc.06-12-2017
Mark Edward RienerthKovack Securities Inc.Capital Guardian, LLC06-08-2017
Robert Alan WellsLPL Financial LLCVALIC Financial Advisors, Inc.06-07-2017
Jason William RidingerBB&T INVESTMENT SERVICES, INC.Northwestern Mutual Investment Services, LLC06-06-2017
Amanda Lyvette RobinsonInvestment Centers of America, Inc.Infinex Investments, Inc.06-05-2017
Gina Potter WilsonLPL Financial LLCWells Fargo Clearing Services, LLC06-02-2017
Audrey Lunsford MccrayDavenport & Company LLCWells Fargo Clearing Services, LLC$15006-01-2017
Adam Edward BestFarmers Financial Solutions, LLCFirst Command Financial Planning, Inc.05-31-2017
Thomas Spessard CainKovack Securities Inc.Capital Guardian, LLC$2505-31-2017
John Stephen NagleCambridge Investment Research, Inc.Edward Jones05-26-2017
Brett Michael CovertMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC05-18-2017
Neetu KohliUnited Brokerage Services, IncPNC Investments05-16-2017
Hank C StricklerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Forrest Tanner FoxWells Fargo Clearing Services, LLCEdward Jones05-12-2017
Gordon Craig GrahamTriad Advisors LLCLPL Financial LLC$10005-11-2017
David S StackpoleStackpole Wealth Planning and ResearchLPL Financial LLC05-10-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial$15005-08-2017
Daniel Francis MurphyTriad Advisors LLCLPL Financial LLC$10005-08-2017
John Faulkner PaxtonTriad Advisors LLCLPL Financial LLC$1005-08-2017
Claudia ExnerLPL Financial LLCFirst Command Financial Planning, Inc.05-05-2017
Daniel Matthew StewartSunTrust Investment Services, Inc.Lincoln Financial Securities Corporation05-05-2017
Victoria Noelle SingletaryMerrill Lynch, Pierce, Fenner & Smith IncorporatedGirard Securities, Inc.05-05-2017
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Showing 401 to 425 of 2,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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