Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel Craig BensonThe O.N. Equity Sales CompanyAllstate Financial Services, LLC04-13-2017
Thomas Garner, Dick Williford, Chris SingletonHightower AdvisorsWealthTrust$91104-13-2017
Matthew Allen LongCapital Investment Group, Inc.America Northcoast Securities, Inc.04-12-2017
Robert Huntly GordonCapital Investment Group, Inc.America Northcoast Securities, Inc.04-12-2017
Steven Moyer AgeeINVEST Financial CorporationNYLIFE Securities LLC04-12-2017
Danielle Gerise ThibaultLPL Financial LLCCapital One Investing, LLC$5004-07-2017
James Frederick CollinsCAPITAL INTEGRATEDOneAmerica Securities, Inc.04-07-2017
Robert Gordon White IIILPL Financial LLCFirst Citizens Investor Services, Inc.04-04-2017
Vincent Michael ReaganLincoln Financial Advisors CorporationGWFS Equities, Inc.04-03-2017
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
David Steven RasdolskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2017
Jonathan Richard FerrellWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.03-31-2017
Eugene Joseph ColliganFirst Citizens Investor Services, Inc.Klaren Capital03-28-2017
Arch Mcdowell Brown Jr.Raymond James Financial Services, Inc.BB&T Securities, LLC$10003-24-2017
David Ellery JenningsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-23-2017
Jennifer Scanlon RossettiniAllstate Financial Services, LLCSunTrust Advisory Services, Inc.03-23-2017
Matthew A RamosMAR FINANCIAL PLANNING, LLCSullivan, Bruyette, Speros & Blayney, LLC03-23-2017
David JenningsJanney Montgomery ScottBank of America Merrill Lynch$13503-23-2017
Jozsef Nandor Szadvari IIIDominion Financial Consultants, LLCPNC Investments03-22-2017
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
James Brian RohallAllstate Financial Services, LLCSunTrust Investment Services, Inc.03-20-2017
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
John Garrison SarrettMML Investors Services, LLCSecurian Financial Services, Inc.$2,00003-17-2017
Catherine Michaux Chewning AtwoodWells Fargo Advisors Financial Network, LLCALPS Distributors, Inc.03-10-2017
David Benjamin KayeFarmers Financial Solutions, LLCState Farm VP Management Corp.03-10-2017
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Showing 451 to 475 of 2,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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