Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-24-2019
Sonji Rollins TuckerJ.W. Cole Financial, Inc.Global Financial Private Capital, LLC$1804-16-2019
Stewart Everett EmenheiserDavenport & Company LLCEdward Jones$5004-12-2019
Gloria Nydam GoodeCambridge Investment Research, Inc.Securities America, Inc.$5003-18-2019
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Alfred John Keyser Sr.LPL Financial LLCCharles Schwab & Co., Inc.$2503-12-2019
Joseph Michael MillerBB&T Securities, LLCU.S. Bancorp Investments, Inc.03-04-2019
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-15-2019
David H NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.02-15-2019
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$5002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-15-2019
Paul Andrew StaplesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-14-2019
Frank Alfred LeyesCommonwealth Financial NetworkGeneos Wealth Management, Inc.$102-11-2019
Paul Lawrence NewtonCentaurus Financial, Inc.Securities America, Inc.$15002-05-2019
Anthony Comeau DavisMTX Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Christine Amill CentenoSimplicity Wealth Management LLCAtlas Financial01-31-2019
Declan Martin O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$101-25-2019
Robert Carter KnobelCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$2501-25-2019
Stuart Jay KnobelCapitol Securities Management, Inc.Stifel, Nicolaus & Company, Incorporated$5001-25-2019
Carter Elizabeth Bailey SteilPrincipal Securities, Inc.Transamerica Investors Securities Corporation01-23-2019
Thomas Clark ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
P Lawrence MurphyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
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Showing 26 to 50 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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