Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Germaine Louise BroussardArete Wealth Management, LLCMorgan Stanley03-09-2017
Richard Carmine Cioffi Jr.Capitol Securities Management, Inc.RBC Capital Markets, LLC$5003-09-2017
Anne Walden ShufordH. Beck, Inc.Cabot Lodge Securities LLC$103-08-2017
Jaron Michael ReynoldsStrategic Advisers LLCCsfbdirect, Inc.03-07-2017
Robert Allyn FratkinArete Wealth Management, LLCMorgan Stanley$5003-06-2017
Clayton Alexander NashCommonwealth Financial NetworkMetLife Securities Inc.03-03-2017
Douglas Hart BirnieHayden RoyalWells Fargo Clearing Services, LLC03-03-2017
Harvinder Singh SahniOneAmerica Securities, Inc.NYLIFE Securities LLC03-03-2017
Martin Patrick KeaneSunTrust Investment Services, Inc.PNC Investments03-02-2017
Robert James SchupInfinex Investments, Inc.CUSO Financial Services, L.P.03-02-2017
Thomas Kavanaugh NewtonStrategic Advisers LLCThompson Davis & Co., Inc.02-28-2017
Andrew David BaillieSecurities America, Inc.Cetera Advisors LLC$2502-27-2017
Redmond Livingston Manierre Jr.UBS Financial Services Inc.Purshe Kaplan Sterling Investments02-27-2017
Michael Patrick JacobsSpire Securities, LLCMonument Wealth Management02-24-2017
Robert Paul ThackerTrue North Financial Counseling, LLCGirard Securities, Inc.02-24-2017
William Gordon MerrickLPL Financial LLCMML Investors Services, LLC02-24-2017
Eric Lewis SchrumSpire Securities, LLCFidelity Brokerage Services LLC02-23-2017
Douglas Keith WoodwardTD Private Client Wealth LLCWells Fargo Clearing Services, LLC02-22-2017
Sean Colin CampbellPurshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-17-2017
Timothy Ryan Deegan Jr.Purshe Kaplan Sterling InvestmentsMerrill Lynch, Pierce, Fenner & Smith Incorporated02-17-2017
Ruthellen Rose AdsitLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2017
Theodore Moore WalkleyMorgan StanleyWellington Shields & Co., LLC02-16-2017
Blake E GordonRaymond James & Associates, Inc.Capitol Securities Management, Inc.$102-15-2017
Jake Alexander McleanWells Fargo Clearing Services, LLCFirst Citizens Investor Services, Inc.02-15-2017
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Showing 476 to 500 of 2,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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