Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Roger James Shawn IIIRaymond James & Associates, Inc.Capitol Securities Management, Inc.$102-15-2017
Kristine Mary LansingValMark Securities, Inc.Wells Fargo Advisors Financial Network, LLC02-09-2017
Avia Lwana CumberbatchBB&T INVESTMENT SERVICES, INC.Edward Jones02-07-2017
Kultar Singh BindraBB&T INVESTMENT SERVICES, INC.UBS Financial Services Inc.02-07-2017
Merrill Tucker WaitsNationwide Securities, LLCAllstate Financial Services, LLC02-06-2017
Ronald Victor NeblettAmeriprise Financial Services, Inc.EF Legacy Securities, LLC02-01-2017
Ronald Matthew HoylePark Avenue Securities LLCH. Beck, Inc.01-30-2017
Umar Farooq AliLPL Financial LLCInfinex Investments, Inc.01-30-2017
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2017
Matthew Ryan AlbrittonPegasus Financial Group LLCUnited Planners' Financial Services of America A Limited Partner01-27-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$10001-27-2017
Tucker Vincent BraddockKeel Point Capital, LLCVALIC Financial Advisors, Inc.$15001-27-2017
Karen L PaleyCUSO Financial Services, L.P.Signator Investors, Inc.$15001-24-2017
David Richard DegenLPL Financial LLCAXA Advisors, LLC01-23-2017
Otto Gregory Glatt IIIThompson Davis & Co., Inc.BB&T Securities, LLC01-20-2017
Thinh Quoc NguyenNYLIFE Securities LLCMetLife Securities Inc.$501-20-2017
Charles Henry Russell IVColorado Financial Service CorporationTriad Advisors LLC01-19-2017
John Mills BangitCenter Street Securities, Inc.Kovack Securities Inc.01-19-2017
William Meade Haskins Jr.Purshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC01-19-2017
Zain KhanTD Private Client Wealth LLCUSAA Financial Advisors, Inc.$2501-19-2017
Thomas Ray DuckwallFarmers Financial Solutions, LLCState Farm VP Management Corp.01-18-2017
Christopher Wayne AblaCetera Advisor Networks LLCLPL Financial LLC$2501-17-2017
Michael Anthony SpieglerCetera Advisor Networks LLCLPL Financial LLC$101-17-2017
Jonathan Bradley James SchubertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10001-13-2017
Lori Ann TamayoBB&T INVESTMENT SERVICES, INC.Compton Wealth Advisory Group, LLC01-13-2017
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Showing 501 to 525 of 2,752 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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