Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles Kregg HanowellWells Fargo Clearing Services, LLCCapital One Investing, LLC06-26-2017
Daniel Woodrow Bird IIISA Stone Wealth Management Inc.Wells Fargo Clearing Services, LLC$1,00006-23-2017
Samuel Drew WrightKovack Securities Inc.Allstate Financial Services, LLC$1706-22-2017
Michael Huston TorreyTriad Advisors LLCCapital Planning & Investments06-21-2017
Robert Parks RuckerAmeritas Investment Corp.C C F Investments, Inc.06-21-2017
David Anthony MorganteVariant Private Wealth LLCAmeriprise Financial Services, Inc.06-21-2017
Brandon Reed LloydMountain View Wealth Management LLCWells Fargo Clearing Services, LLC06-20-2017
C. Kemper Wharton, M. Todd OneyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-19-2017
Ronald Alan MoriartyWells Fargo Clearing Services, LLCPNC Investments06-19-2017
Yale J. LewisRaymond James Financial Services, Inc.MML Investors Services, LLC06-16-2017
Mark Randall HornInvestment Initiatives, LLCForesters Equity Services, Inc.06-13-2017
Joseph E SimonFirst Command Financial Planning, Inc.Amundi Pioneer Distributor, Inc.06-12-2017
Erik Kenneth SteudleAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1006-08-2017
Robert Alan WellsLPL Financial LLCVALIC Financial Advisors, Inc.06-07-2017
Gina Potter WilsonLPL Financial LLCWells Fargo Clearing Services, LLC06-02-2017
John Daniel DuniSecurian Financial Services, Inc.MML Investors Services, LLC06-01-2017
Thomas Spessard CainKovack Securities Inc.Capital Guardian, LLC$2505-31-2017
Adam Edward BestFarmers Financial Solutions, LLCFirst Command Financial Planning, Inc.05-31-2017
Hank C. StricklerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
Forrest T. FoxWells Fargo Clearing Services, LLCEdward Jones05-12-2017
Gordon Craig GrahamTriad Advisors LLCLPL Financial LLC$10005-11-2017
David S. StackpoleStackpole Wealth Planning and ResearchLPL Financial LLC05-10-2017
John Paxton, Daniel Murphy, Christopher Farver, Aaron GibbsTriad AdvisorsLPL Financial LLC LLC$15005-08-2017
Claudia Exner, Joachim ExnerLPL Financial LLCFirst Command Financial$19205-05-2017
Claudia ExnerLPL Financial LLCFirst Command Financial Planning, Inc.05-05-2017
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Showing 526 to 550 of 2,093 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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