Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Joseph KowalickSecurities America, Inc.Questar Capital Corporation$2511-09-2018
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Jeffrey Sean McgoughLPL Financial LLCVoya Financial Advisors, Inc.$10010-30-2018
Donna L. MitchellMorgan Stanley Wealth ManagementUBS Financial Services$10010-26-2018
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Edward Pree HaysCUSO Financial Services, L.P.USAA Financial Advisors, Inc.$15010-26-2018
Daniel Kenefick FryerWells Fargo Clearing Services, LLCBB&T Securities, LLC$5010-18-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$5010-17-2018
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22210-05-2018
Gregory Chevrier, Walter GrubbsMorgan Stanley Wealth ManagementBank of America Merrill Lynch10-05-2018
Betty Barker Schutte-BoxRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$2510-05-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Troy Raymond YenserRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$110-05-2018
Bradford CoyleSteward PartnersWells Fargo Advisors$50010-04-2018
Frank James McdonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2018
Charles Joseph HaynesSecurities America, Inc.Centaurus Financial, Inc.10-01-2018
Evan Tyler BeachMadison Avenue Securities, LLCLPL Financial LLC10-01-2018
Tahsin Nawaz FarukiWells Fargo Clearing Services, LLCMetLife Investors Distribution Company09-28-2018
James Alan FrangenbergM&T Securities, Inc.PNC Investments$5009-27-2018
Justin Parker HochsteinSilver Oak Securities, IncorporatedSecurities Service Network, LLC$10009-27-2018
Michael David SobiloPruco Securities, LLC.Level Four Advisory Services$1009-26-2018
Stephen Philip FultzFultz InvestingNorthwestern Mutual Investment Services, LLC09-26-2018
Michael Patrick O'KeefeBB&T Securities, LLCSunTrust Investment Services, Inc.$2509-25-2018
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
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Showing 76 to 100 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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