Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason DodzikIndependent Financial Group, LLCPurshe Kaplan Sterling Investments$2509-19-2018
Michael Rand WilliamsHD Vest Investment ServicesAmeritas Investment Corp.09-18-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Owen Franklin Showalter IIICommonwealth Financial NetworkStratos Wealth Partners, Ltd$109-14-2018
Cortney HeykoopWoodbury Financial Services, Inc.NYLIFE Securities LLC09-13-2018
Darrell Patrick RobertsSpire Securities, LLCWestern International Securities, Inc.$10009-10-2018
Fonda Moore CoffeyCetera Advisor Networks LLCBB&T Securities, LLC$1009-07-2018
Scott David CsakyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$5009-07-2018
Brian David EastLPL Financial LLCCadaret, Grant & Co., Inc.09-04-2018
Michael John Capparelli IVVariant Private Wealth LLCAmeriprise Financial Services, Inc.08-31-2018
Darrell Lee JonesSecurities America, Inc.Kestra Investment Services, LLC$1008-24-2018
Douglas Clayton Melrose Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-24-2018
Karen Denise Clark-KocinskiOneAmerica Securities, Inc.State Farm VP Management Corp.08-20-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Charles Edward Morrison IIISunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC08-17-2018
David Lee KunhardtLincoln Financial Securities CorporationHornor, Townsend & Kent, LLC08-17-2018
Anthony Michael MarrelliRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Ryan TorgusonRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Thomas John Marrelli IIRBC Capital Markets, LLCMorgan Stanley$5008-15-2018
Sean C GillespieRedeployment Wealth Strategies LLCSecurities America, Inc.08-14-2018
Steven Michael MilliganInfinex Investments, Inc.Retirement Wealth Advisors, Inc.08-14-2018
Gregory Kent YurconicBB&T Securities, LLCFirst Command Financial Planning, Inc.$15008-06-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Melanie Gayle BrophyNext Play FinancialAmeriprise Financial Services, Inc.08-03-2018
Alex Michael RobinsonLPL Financial LLCCetera Advisors LLC07-31-2018
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Showing 101 to 125 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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