Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dustin Charles NewtonLPL Financial LLCCetera Advisors LLC07-31-2018
George Forman Taylor IIICUSO Financial Services, L.P.CUNA Brokerage Services, Inc.07-30-2018
Kevin Potter ConleyThe O.N. Equity Sales CompanyInvestment Professionals, Inc.$5007-30-2018
Michael Robert FinnieJ.W. Cole Financial, Inc.Securities America Advisors, Inc.07-26-2018
Aleta Ryder MellonCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
William Edward FitzgeraldPlanMember Securities CorporationGWN Securities Inc.07-23-2018
Gail Edna LeshCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.$2507-19-2018
Neal Gardner Davis Sr.Cetera Advisor Networks LLCCUSO Financial Services, L.P.07-17-2018
Christopher David GreearAXA Advisors, LLCVALIC Financial Advisors, Inc.$107-16-2018
Keith Eric KrauseMML Investors Services, LLCW&S Brokerage Services, Inc.$107-13-2018
Donna Marie CabrissesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$107-11-2018
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Charles Mccray Williams Jr.LPL Financial LLCThe Main Street Group07-02-2018
Dawn Earl Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Ellsworth Sylvester Brown Jr.LPL Financial LLCPFS Investments Inc.07-02-2018
Barbara Lee DoranSpire Securities, LLCYorkBridge Wealth Partners, LLC06-29-2018
Cooper Randolph WoolsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-29-2018
Hyun Sup SongLPL Financial LLCWells Fargo Clearing Services, LLC06-29-2018
Philip Edward FritzLPL Financial LLCSecurities America, Inc.06-29-2018
Brian Thomas BrunickNavy Federal Brokerage Services, LLCBB&T Securities, LLC$10006-26-2018
Jason Allen SnyderCapitol Securities Management, Inc.Raymond James Financial Services, Inc.$2506-26-2018
Michael Clarke DentonDavenport & Company LLCRBC Capital Markets, LLC$106-22-2018
Chester Bradley Holsinger Jr.LPL Financial LLCSecurities America, Inc.$2506-19-2018
Matthew Robert FrakesWells Fargo Clearing Services, LLCMorgan Stanley$2506-19-2018
Robert Frederick FrakesWells Fargo Clearing Services, LLCMorgan Stanley$10006-19-2018
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Showing 126 to 150 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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