Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christy Meyer MartinichEF Legacy Securities, LLCUSAA Investment Management Company06-15-2018
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
Robert Edward ShannonLPL Financial LLCSecurities America, Inc.06-14-2018
Perry Ray StanleyAXA Advisors, LLCLincoln Investment$106-12-2018
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$105-30-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Christian CombergStifel Nicolaus & Co.Wells Fargo Advisors$13305-24-2018
Christian Asmus CombergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-24-2018
Jason Robert MurrayGreenhouse MoneyNorthwestern Mutual Investment Services, LLC05-23-2018
Jordan Scott PeaceGreenhouse MoneyNorthwestern Mutual Investment Services, LLC05-23-2018
Joshua Adam StrangeLPL Financial LLCSunTrust Investment Services, Inc.$5005-17-2018
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
H. Mark SaundersInvestacorp, Inc.Summit Brokerage Services, Inc.$5005-14-2018
Ibtasam MahmoodTriad Advisors LLCScottrade, Inc.04-25-2018
Terence Vincent GallagherAmeriprise Financial Services, Inc.Pruco Securities, LLC.04-25-2018
David Michael SimpsonWells Fargo Clearing Services, LLCMorgan Stanley$5004-20-2018
Jeffrey Edward LoveInfinex Investments, Inc.Pruco Securities, LLC.04-17-2018
Gregory Howard KennedyHanover PFSScottrade, Inc.04-13-2018
Jose Mario Cruz Bunag IIPNC InvestmentsCapital One Investing, LLC04-13-2018
Mark Rudd FonvilleCovenant Wealth AdvisorsLoring Ward Securities Inc.04-13-2018
Nolen Anthony HoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2018
Chiles Bentley MasonRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.04-10-2018
Christopher Bryan LawsonCary Street PartnersLPL Financial LLC$2504-06-2018
Shelly Ann HorwitzPensionmark Financial Group, LLCKestra Investment Services, LLC04-05-2018
Alberto Elias HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
« Previous PageNext Page »

Showing 151 to 175 of 2,746 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.