Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christy Meyer MartinichEF Legacy Securities, LLCUSAA Investment Management Company06-15-2018
Jimmy Xufre LourencoMorgan StanleyCapital One Investing, LLC06-15-2018
Robert Edward ShannonLPL Financial LLCSecurities America, Inc.06-14-2018
Perry Ray StanleyAXA Advisors, LLCLincoln Investment$106-12-2018
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$105-30-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Christian CombergStifel Nicolaus & Co.Wells Fargo Advisors$13305-24-2018
Christian Asmus CombergStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC$1,00005-24-2018
Jason Robert MurrayGreenhouse MoneyNorthwestern Mutual Investment Services, LLC05-23-2018
Jordan Scott PeaceGreenhouse MoneyNorthwestern Mutual Investment Services, LLC05-23-2018
Joshua Adam StrangeLPL Financial LLCSunTrust Investment Services, Inc.$5005-17-2018
John ViscusoRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.05-15-2018
H. Mark SaundersInvestacorp, Inc.Summit Brokerage Services, Inc.$5005-14-2018
Ibtasam MahmoodTriad Advisors LLCScottrade, Inc.04-25-2018
Terence Vincent GallagherAmeriprise Financial Services, Inc.Pruco Securities, LLC.04-25-2018
David Michael SimpsonWells Fargo Clearing Services, LLCMorgan Stanley$5004-20-2018
Jeffrey Edward LoveInfinex Investments, Inc.Pruco Securities, LLC.04-17-2018
Gregory Howard KennedyHanover PFSScottrade, Inc.04-13-2018
Jose Mario Cruz Bunag IIPNC InvestmentsCapital One Investing, LLC04-13-2018
Mark Rudd FonvilleCovenant Wealth AdvisorsLoring Ward Securities Inc.04-13-2018
Nolen Anthony HoweMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-13-2018
Chiles Bentley MasonRaymond James Financial Services, Inc.SunTrust Advisory Services, Inc.04-10-2018
Christopher Bryan LawsonCary Street PartnersLPL Financial LLC$2504-06-2018
Shelly Ann HorwitzPensionmark Financial Group, LLCKestra Investment Services, LLC04-05-2018
Alberto Elias HernandezM&T Securities, Inc.SunTrust Investment Services, Inc.04-02-2018
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Showing 151 to 175 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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