Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gary Marshall FriedmanOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$5003-29-2018
Patrycja PlucinskiEdward JonesSunTrust Investment Services, Inc.$15003-29-2018
David Thulbon Canham IVKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2018
John R MckettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-28-2018
Christopher Neil WilliamsUnited Brokerage Services, IncCapital One Investing, LLC03-26-2018
James Branch LaneaveInvestacorp, Inc.Summit Brokerage Services, Inc.$2503-26-2018
Samuel Branch LaneaveInvestacorp, Inc.Summit Brokerage Services, Inc.$2503-26-2018
Jason HemeonRaymond JamesWells Fargo Advisors$17003-21-2018
Jason Lee WilliamsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
James Noel PinsonJ. Noel Pinson and Associates, LLCAmeriprise Financial Services, Inc.03-13-2018
Robert Lee Basham Jr.Securian Financial Services, Inc.MML Investors Services, LLC03-13-2018
William Franklin Smith Jr.Royal Alliance Associates, Inc.Acorn Financial Advisory Services, Inc.$10003-07-2018
Steve CrawfordKestra FinancialLPL Financial$27003-07-2018
Alan Lawrence BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Brian K KulickPruco Securities, LLC.USA Financial Securities Corporation02-28-2018
Philip James FlueggeSpire Securities, LLCFSC Securities Corporation$12602-28-2018
Shaun T HalberdaNorthwestern Mutual Investment Services, LLCMorgan Stanley$2502-27-2018
Hasan Quadir NockWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$1,00002-23-2018
Matthew Spradlin, Richard GodfreyRaymond JamesBank of America Merrill Lynch$18002-22-2018
George Thaddeus DuefreneOneAmerica Securities, Inc.Mutual of Omaha Investor Services, Inc.$2502-22-2018
Mark Douglas BernBern Factor, L.L.C.Conservative Equity Investment Advisors02-22-2018
Matthew J SpradlinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-22-2018
Bryce William LeygraafMerrill Lynch, Pierce, Fenner & Smith IncorporatedAcorn Financial Advisory Services, Inc.02-21-2018
Henry Milner CaldwellRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC02-15-2018
James Thomas RuffinElemental Capital Management, LLCWells Fargo Clearing Services, LLC02-08-2018
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Showing 176 to 200 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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