Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Kirk TaylorWest Financial Services, Inc.1St Portfolio Wealth Advisors02-07-2018
Catherine Shaner CarlockLPL Financial LLCKestra Investment Services, LLC$701-31-2018
Pamela Nisbet McwhorterEdward JonesWells Fargo Clearing Services, LLC$2501-31-2018
Daria FarkondepayWells Fargo Clearing Services, LLCCAIS Capital LLC01-29-2018
Randy R BeemanYHB Wealth Advisors, LLCRobert W. Baird & Co. Incorporated01-27-2018
Samuel R WilliamsGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC01-19-2018
Sarah B PollingerBB&T Securities, LLCWells Fargo Clearing Services, LLC$15001-18-2018
Stephen Winston NoffsingerDavenport & Company LLCNationwide Securities, LLC01-18-2018
Eric Oscar WolfLPL Financial LLCCharles Schwab & Co., Inc.01-10-2018
James Frederick CollinsCUNA Brokerage Services, Inc.Capital Integrated$2501-10-2018
Curtis Andrew MccullarCetera Advisor Networks LLCWells Fargo Clearing Services, LLC$9801-08-2018
Gregory Lee WatchinskyFarmers Financial Solutions, LLCState Farm VP Management Corp.01-08-2018
Hannibal TrapuzzanoBB&T Securities, LLCWells Fargo Clearing Services, LLC$2501-04-2018
Terry Charles PrinceBB&T Securities, LLCWells Fargo Clearing Services, LLC$15001-04-2018
Martin L CunninghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedSecurian Financial Services, Inc.01-03-2018
Kirby Keith HearlInfinex Investments, Inc.LPL Financial LLC01-02-2018
Linda Winslow PerryThe Tavenner CompanyW. H. Colson Securities, Inc.01-02-2018
Patrick Scott HarmonInvestacorp, Inc.Equity Services, Inc.$10001-02-2018
Myles Pennington AllinghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.12-22-2017
Samuel Craig BensonMorgan StanleyThe O.N. Equity Sales Company12-22-2017
Jeffrey John BulgerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-21-2017
Nicole Ann VicencioLPL Financial LLCMorgan Stanley$2512-21-2017
Timothy ThompsonLPL FinancialH. Beck, Inc.$8412-21-2017
Bruce Creighton LowreyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15012-20-2017
Spencer Jones GarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
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Showing 201 to 225 of 2,746 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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