Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$105-30-2018
Richard Lester Snoots IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC12-19-2017
Jacob Todd MorganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC10-31-2017
Steven James HoltFirst Citizens Investor Services, Inc.AXA Advisors, LLC$50010-17-2017
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-06-2017
Jason Nicholas KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
David Richard DegenLPL Financial LLCAXA Advisors, LLC01-23-2017
James Frederick CollinsOneAmerica Securities, Inc.AXA Advisors, LLC10-20-2016
Kevin Allen BernardHD Vest Investment ServicesAXA Advisors, LLC06-03-2016
Thomas Allen DukesBb&T Investment Services, Inc.AXA Advisors, LLC11-02-2015
Patrick T BlackDavenport & Company LLCAXA Advisors, LLC10-27-2015
Gayle Ward GruchowAllstate Financial Services, LLCAXA Advisors, LLC06-24-2015
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$5001-30-2015
Steven J. BermackSanders Morris Harris LLCAXA Advisors, LLC01-20-2015
Rohan Gerard WilliamsonWells Fargo Clearing Services, LLCAXA Advisors, LLC11-18-2014
Lakeisha Nicole HillPruco Securities, LLC.AXA Advisors, LLC10-20-2014
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
Dallas Jordan DisbroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-17-2014
Brent Anthony HatchettWells Fargo Clearing Services, LLCAXA Advisors, LLC09-02-2014
Linda Marie Glantz-MurrayAllstate Financial Services, LLCAXA Advisors, LLC07-14-2014
Tim Xuan HaInvestment Centers Of America, Inc.AXA Advisors, LLC07-08-2014
Paulo Lessa MouraoFinancial Clarity LLCAXA Advisors, LLC06-12-2014
Richard Franklin Aldridge Sr.Cambridge Investment Research, Inc.AXA Advisors, LLC$2502-27-2014
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC$10002-25-2014
Jason Scott PittsCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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