Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katie H. Chung1st Global Capital Corp.AXA Advisors, LLC03-30-2009
Ernest Royal Massenberg IIILincoln Financial Advisors CorporationAXA Advisors, LLC07-22-2009
Devon Joel CuryPark Avenue Securities LLCAXA Advisors, LLC09-15-2009
Lynn P. SissonVoya Financial Advisors, Inc.AXA Advisors, LLC11-16-2009
Nelson Russell AshbyVoya Financial Advisors, Inc.AXA Advisors, LLC11-19-2009
James Wright ByersPFS Investments Inc.AXA Advisors, LLC07-30-2010
Andrew GentiluomoEquity Services, Inc.AXA Advisors, LLC09-01-2010
David Charles VogtStrategic Wealth Partners, LLCAXA Advisors, LLC05-04-2011
Anthony Wayne RogersCentaurus Financial, Inc.AXA Advisors, LLC07-02-2012
Matthew Anthony FogliaCambridge Investment Research, Inc.AXA Advisors, LLC12-18-2012
Joseph Allen HadobasCambridge Investment Research, Inc.AXA Advisors, LLC01-11-2013
Alan Robert OlsonVoya Financial Advisors, Inc.AXA Advisors, LLC$2502-04-2013
Jason Scott PittsCambridge Investment Research, Inc.AXA Advisors, LLC$10002-21-2014
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC02-25-2014
Richard Franklin Aldridge Sr.Cambridge Investment Research, Inc.AXA Advisors, LLC$2502-27-2014
Paulo L MouraoFinancial Clarity LLCAXA Advisors, LLC06-12-2014
Dallas Jordan DisbroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-17-2014
William Anthony PhillipsCambridge Investment Research, Inc.AXA Advisors, LLC09-26-2014
John Chapman FergusonCambridge Investment Research, Inc.AXA Advisors, LLC$5001-30-2015
Kevin Allen BernardHD Vest Investment ServicesAXA Advisors, LLC06-03-2016
David Richard DegenLPL Financial LLCAXA Advisors, LLC01-23-2017
Jason N. KimlickMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC07-19-2017
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-06-2017
Steven James HoltFirst Citizens Investor Services, Inc.AXA Advisors, LLC$50010-17-2017
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$2305-30-2018
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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