Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Robert OlsonVoya Financial Advisors, Inc.AXA Advisors, LLC$25002-04-2013
Amanda Lyvette RobinsonFirst Citizens Investor Services, Inc.AXA Advisors, LLC$10008-14-2019
Andrew GentiluomoEquity Services, Inc.AXA Advisors, LLC09-01-2010
Andrew J LeeAmeriprise Financial Services, Inc.AXA Advisors, LLC03-17-2011
Andrew Jon GalyCambridge Investment Research, Inc.AXA Advisors, LLC$10002-25-2014
Anthony Wayne RogersCentaurus Financial, Inc.AXA Advisors, LLC$10007-02-2012
Billy Christopher MasonMetLife Securities Inc.AXA Advisors, LLC08-07-2012
Brandon Scott SmithThe Leaders Group, Inc.AXA Advisors, LLC10-16-2018
Brent Anthony HatchettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC09-02-2014
Brian Charles Dorsey Jr.NYLIFE Securities LLCAXA Advisors, LLC$23005-30-2018
Dallas Jordan DisbroMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-17-2014
David Allen SaddlerCambridge Investment Research, Inc.AXA Advisors, LLC06-26-2012
David Charles VogtStrategic Wealth Partners, LLCAXA Advisors, LLC05-04-2011
David Richard DegenLPL Financial LLCAXA Advisors, LLC01-23-2017
David Richard HeanState Farm VP Management Corp.AXA Advisors, LLC08-06-2009
Derek Bradley CarterEquity Services, Inc.AXA Advisors, LLC08-23-2019
Devon Joel CuryPark Avenue Securities LLCAXA Advisors, LLC$25009-15-2009
Ernest Royal Massenberg IIILincoln Financial Advisors CorporationAXA Advisors, LLC$25007-22-2009
Francis Gibbons Sloan IIIMetLife Securities Inc.AXA Advisors, LLC01-28-2010
Gayle Ward GruchowAllstate Financial Services, LLCAXA Advisors, LLC$10006-24-2015
George William ForemanB. C. Ziegler and CompanyAXA Advisors, LLC$50006-28-2013
Ivan Obra Mattox Sr.OneAmerica Securities, Inc.AXA Advisors, LLC11-02-2016
Jacob Todd MorganMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC$10010-31-2017
James Frederick CollinsOneAmerica Securities, Inc.AXA Advisors, LLC10-20-2016
James Lloyd Patterson IIIMetLife Securities Inc.AXA Advisors, LLC03-07-2012
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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