Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Michael BurgessBurgess Wealth AdvisoryAmeriprise Financial Services, Inc.01-07-2015
Kevin A. RushCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-02-2013
Thomas Warren BassCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-29-2012
Anders Olof LundegardCapitol Private Wealth Group LLCAmeriprise Financial Services, Inc.09-14-2016
Lisa Marie BarbieriCapitol Private Wealth Group LLCAmeriprise Financial Services, Inc.07-14-2016
Peter Marshall BakerCatoctin Wealth Management LLCAmeriprise Financial Services, Inc.07-22-2014
Stephen Keith TuckerCetera Advisor Networks LLCAmeriprise Financial Services, Inc.$2504-26-2017
Karen Renee Sanders TupitzaCommonwealth Financial NetworkAmeriprise Financial Services, Inc.08-28-2018
Jonathan Adam JagolinzerCommonwealth Financial NetworkAmeriprise Financial Services, Inc.09-29-2014
Micah Edwin ReishCrestone Financial Advisors, LLCAmeriprise Financial Services, Inc.05-14-2012
Philip H. Moore IIICUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.08-21-2012
Joseph Ryerson CoulsonGrand Strategy Capital, LLCAmeriprise Financial Services, Inc.08-18-2016
James Noel PinsonJ. Noel Pinson and Associates, LLCAmeriprise Financial Services, Inc.03-13-2018
Curtis Jeffrey CongdonLara, May & Associates, LLCAmeriprise Financial Services, Inc.02-09-2009
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, Inc.08-14-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, Inc.05-25-2018
Kevin A. MautteLPL Financial LLCAmeriprise Financial Services, Inc.12-12-2017
Peter Bruce SuyamaLPL Financial LLCAmeriprise Financial Services, Inc.$16604-28-2017
Bryan David StricklandLPL Financial LLCAmeriprise Financial Services, Inc.$10008-09-2016
Charles Thomas Wimbish Jr.LPL Financial LLCAmeriprise Financial Services, Inc.$1005-01-2015
Mark Lynn DennisLPL Financial LLCAmeriprise Financial Services, Inc.$2504-13-2015
James Clark Jamison IIILPL Financial LLCAmeriprise Financial Services, Inc.12-03-2010
Steven Lane WegnerLPL Financial LLCAmeriprise Financial Services, Inc.01-04-2010
Jaclyn Rose McMahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.11-01-2016
Shivani SinghMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.12-08-2015
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Showing 1 to 25 of 42 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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