Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ronald Frank GilmoreCetera Advisors LLCAmeriprise Financial Services, LLC09-01-2020
Terence Vincent GallagherAllstate Financial Services, LLCAmeriprise Financial Services, LLC08-20-2020
Ian Thomas PrymakFidelity Brokerage Services LLCAmeriprise Financial Services, LLC06-05-2020
Britt Edward HockenberryLPL Financial LLCAmeriprise Financial Services, LLC05-22-2020
Colin J JohnsonLPL Financial LLCAmeriprise Financial Services, LLC04-07-2020
Douglas Clay Arthur JrLPL Financial LLCAmeriprise Financial Services, LLC03-30-2020
Douglas Ray HeadleyICMA-RC Services, LLCAmeriprise Financial Services, LLC03-11-2020
Nicholas Alfred DeckerCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC08-30-2019
Elizabeth Bennett WelcherLPL Financial LLCAmeriprise Financial Services, LLC08-16-2019
Michael Anthony MarroccoRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-15-2019
Leda Yasmine BonillaRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC02-15-2019
Suzanne Alexis GrasonFJY FinancialAmeriprise Financial Services, LLC09-04-2018
Joseph Peter Colell JrSpire Securities, LLCAmeriprise Financial Services, LLC08-27-2018
Melanie G BrophyNext Play FinancialAmeriprise Financial Services, LLC08-03-2018
Joseph Anthony MurtoCetera Advisors LLCAmeriprise Financial Services, LLC07-06-2018
Alex Ethan HendricksonLPL Financial LLCAmeriprise Financial Services, LLC05-25-2018
David Anthony MorganteVariant Private Wealth LLCAmeriprise Financial Services, LLC06-21-2017
Stephen Keith TuckerCetera Advisor Networks LLCAmeriprise Financial Services, LLC04-26-2017
Alison Leigh CainCapitol Private Wealth Group LLCAmeriprise Financial Services, LLC03-13-2017
Jonathan David EplerEdward JonesAmeriprise Financial Services, LLC01-30-2017
Jaclyn Rose McmahonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC11-01-2016
Anders Olof LundegardCapitol Private Wealth Group LLCAmeriprise Financial Services, LLC09-14-2016
Elizabeth Ann KingStony Point Wealth Management Inc.Ameriprise Financial Services, LLC09-01-2016
Joseph Ryerson CoulsonGrand Strategy Capital, LLCAmeriprise Financial Services, LLC08-18-2016
Jie HuangWashington Wealth Advisors, LLCAmeriprise Financial Services, LLC08-10-2016
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.