Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Emory GoodeWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.11-27-2009
Randall Wayne NutterEdward JonesBanc of America Investment Services, Inc.09-11-2009
Steven Michael DigregorioSpire Securities, LLCBanc of America Investment Services, Inc.$2509-04-2009
Brownie Edward Polly IIIWood & White Investment Advisors, L.L.C.Banc of America Investment Services, Inc.08-11-2009
Hengameh MirzaiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
Michael Finn MccoolCary Street PartnersBanc of America Investment Services, Inc.$15007-31-2009
Robert Christopher WaltersCary Street PartnersBanc of America Investment Services, Inc.$1,00007-31-2009
Dana George SippelWest Financial Services, Inc.Banc of America Investment Services, Inc.07-17-2009
Grant Robert ZaunerPNC InvestmentsBanc of America Investment Services, Inc.06-02-2009
Kevin Lawrence BellWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.06-02-2009
Akram Sadat AleahmadPNC InvestmentsBanc of America Investment Services, Inc.06-01-2009
James Alan FrangenbergWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.05-26-2009
Pablo Ivan Alvarado Jr.LPL Financial LLCBanc of America Investment Services, Inc.$1,00005-22-2009
Bruce Eugene MccookInfinex Investments, Inc.Banc of America Investment Services, Inc.$2505-01-2009
Howard Robert PressmanVoya Financial Advisors, Inc.Banc of America Investment Services, Inc.$105-01-2009
Patricia Orourke DiceccaWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-17-2009
Samuel Joong KimWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-17-2009
James Patrick HarringtonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10004-15-2009
Steven Shelby StricklandWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-15-2009
Gregory Frank HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10003-20-2009
Michael Allen ByrdWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5003-20-2009
Jeffrey Edward ErmiWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-27-2009
Mark Joseph MagnoneWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-26-2009
Christopher Grant LawsonWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Douglas Hart BirnieWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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