Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Val NeuenswanderFidelity Brokerage Services LLCCetera Advisor Networks LLC07-10-2019
Brian Timothy JonesCJM Wealth Advisers, Ltd.Cetera Advisor Networks LLC05-05-2011
David Deforest GreeneCJM Wealth Advisers, Ltd.Cetera Advisor Networks LLC05-05-2011
Jonathan David WinterLPL Financial LLCCetera Advisor Networks LLC$2512-12-2013
Loizos Sergios KapnisiTIAA-CREF Individual & Institutional Services, LLCCetera Advisor Networks LLC09-28-2015
Matthew Ryan GrayLPL Financial LLCCetera Advisor Networks LLC03-02-2020
Philip Lawton Swann JrWell-Planned Financial LLCCetera Advisor Networks LLC07-29-2019
Shannon Layne SealeyCambridge Investment Research, Inc.Cetera Advisor Networks LLC04-26-2017
Stephen Yaroslav Mohyla JrWoodbury Financial Services, Inc.Cetera Advisor Networks LLC$5011-30-2016
Thomas Ryan SenecaPurshe Kaplan Sterling InvestmentsCetera Advisor Networks LLC12-05-2017
Tracey Albertson BakerCJM Wealth Advisers, Ltd.Cetera Advisor Networks LLC05-05-2011

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.