Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Noah Samuel DreyfussDreyfuss Wealth Management LLCCitigroup Global Markets Inc.07-21-2020
Michael Henry ByardHeritage Wealth Management Group, LtdCitigroup Global Markets Inc.$2501-28-2020
Jennifer Boram KimRobert W. Baird & Co. IncorporatedCitigroup Global Markets Inc.08-26-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2019
Kamal Asad MalhisAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15003-14-2019
Andrew Lee CoatsEdward JonesCitigroup Global Markets Inc.$14709-11-2017
Alif B. BrahimHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
Omer Mohamed Ali-TahaBB&T Investment Services, Inc.Citigroup Global Markets Inc.05-03-2016
Blair G. LappMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2502-26-2015
Robert Lynn Taggart IIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-25-2015
Richard Hayden SmithSunTrust Investment Services, Inc.Citigroup Global Markets Inc.$2508-15-2013
Richard Dean ShuHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-12-2013
Aradhya RaySunTrust Investment Services, Inc.Citigroup Global Markets Inc.04-23-2013
Frank Rosario Fato Jr.SunTrust Investment Services, Inc.Citigroup Global Markets Inc.10-09-2012
Theodore Robert CetolaSunTrust Investment Services, Inc.Citigroup Global Markets Inc.09-07-2012
Phillip Wayne ConleyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-09-2010
John I Snyder Jr.Capital Guardian, LLCCitigroup Global Markets Inc.05-01-2010
Sheila Bernadette CheekSunTrust Investment Services, Inc.Citigroup Global Markets Inc.03-04-2010
Song Chae ParkLPL Financial LLCCitigroup Global Markets Inc.$1011-12-2009
Faye Frances HalloranCommonwealth Financial NetworkCitigroup Global Markets Inc.07-01-2009
Richard KurlantzickHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-09-2009
Keith Edwards BerenguerSecurities America, Inc.Citigroup Global Markets Inc.06-09-2009
Christina Argust FransckiewichMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Richard Drummond LongRaymond James Financial Services, Inc.Citigroup Global Markets Inc.$5005-29-2009
Robert Aron CroweLPL Financial LLCCitigroup Global Markets Inc.$1005-15-2009
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Showing 1 to 25 of 61 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.