Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Leda Yasmine BonillaAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.02-06-2009
Omer Mohamed Ali-TahaBB&T Investment Services, Inc.Citigroup Global Markets Inc.05-03-2016
John I Snyder Jr.Capital Guardian, LLCCitigroup Global Markets Inc.05-01-2010
Robert John GaroneCapitol Securities Management, Inc.Citigroup Global Markets Inc.$50003-06-2009
Faye Frances HalloranCommonwealth Financial NetworkCitigroup Global Markets Inc.$10007-01-2009
Frank Downing WisemanDavenport & Company LLCCitigroup Global Markets Inc.$10005-14-2009
Edgar Montrose LoveDavenport & Company LLCCitigroup Global Markets Inc.$15005-14-2009
Charles Dillon Barnett Jr.Davenport & Company LLCCitigroup Global Markets Inc.05-14-2009
William Frank CalliottDavenport & Company LLCCitigroup Global Markets Inc.$10002-11-2009
Jay Gerald DemeterDavenport & Company LLCCitigroup Global Markets Inc.$25002-11-2009
Byron Zachary HarrellDavenport & Company LLCCitigroup Global Markets Inc.$50002-11-2009
Charles Conway MunfordDavenport & Company LLCCitigroup Global Markets Inc.$15002-06-2009
Julia Childress BeckDavenport & Company LLCCitigroup Global Markets Inc.$50002-02-2009
Andrew Lee CoatsEdward JonesCitigroup Global Markets Inc.$14709-11-2017
William Robert FreckFulcrum Securities, LLCCitigroup Global Markets Inc.$10005-01-2009
Joseph Ryerson CoulsonH&R Block Financial Advisors, Inc.Citigroup Global Markets Inc.$15005-08-2009
Alif B. BrahimHSBC Securities (USA) Inc.Citigroup Global Markets Inc.08-04-2016
Richard Dean ShuHSBC Securities (USA) Inc.Citigroup Global Markets Inc.$10006-12-2013
Richard KurlantzickHSBC Securities (USA) Inc.Citigroup Global Markets Inc.06-09-2009
John Waller MaloneyJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-20-2009
Jack Thomas HeylJanney Montgomery Scott LLCCitigroup Global Markets Inc.$50004-20-2009
William Stuart JeterJanney Montgomery Scott LLCCitigroup Global Markets Inc.$50004-20-2009
James Milton VandenbergJanney Montgomery Scott LLCCitigroup Global Markets Inc.$50004-20-2009
Gordon Albert EideJanney Montgomery Scott LLCCitigroup Global Markets Inc.$10004-16-2009
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Showing 1 to 25 of 60 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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