Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew Lief RiegerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Anne Defries HolemanMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Arturo Raul MedinaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Bruce Allan WeberMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Carl Robert Pierson Jr.Morgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Carolyn Louise BiziliaMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Cecelia A. CrouchMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Jonathan CarderMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Osborn SouterMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Charles Robert Spencer IIIMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Charles Robert Spencer Jr.Morgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Charles William HartmanMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Christina M. AustinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christopher Henry RussiMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Claire M. S. MeadeMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Clifford H Boyle Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
David L Ellis Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
David Ross ClemensMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Douglas James MyersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Edward Glennscott SpencerMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
Edward Henry JamesMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Edward Reginald Hipp IIIMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Eric Von GoodsonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Gary David BonnewellMorgan StanleyCitigroup Global Markets Inc.$2506-01-2009
George Nathan BauerMorgan StanleyCitigroup Global Markets Inc.06-01-2009
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Showing 1 to 25 of 76 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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