Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karina Gabriela FreemanLPL Financial LLCEdward Jones08-27-2020
Dianna Marie BurkholderRaymond James Financial Services, Inc.Edward Jones08-14-2020
Matthew Mark LindamoodRaymond James Financial Services, Inc.Edward Jones$5007-24-2020
Jay Thomas KrisikMML Investors Services, LLCEdward Jones07-14-2020
Samuel E Clyburn JrAmeriprise Financial Services, LLCEdward Jones06-26-2020
Michael OswaldPruco Securities, LLC.Edward Jones06-02-2020
Rosa GonzalezFidelity Brokerage Services LLCEdward Jones05-18-2020
James H EngelmanOneAmerica Securities, Inc.Edward Jones04-22-2020
Kevin Dewitt McFarlandCharles Schwab & Co., Inc.Edward Jones03-27-2020
Courtney DoyleLPL Financial LLCEdward Jones02-28-2020
Seth Ashby LiskeyRaymond James Financial Services, Inc.Edward Jones$2502-14-2020
John Christopher FettyNorthwestern Mutual Investment Services, LLCEdward Jones01-15-2020
Jason Brian SturgillWells Fargo Clearing Services, LLCEdward Jones$5001-09-2020
Albert WuRaymond James Financial Services, Inc.Edward Jones$15010-25-2019
Adam William PaffenrothMorgan StanleyEdward Jones$2509-13-2019
Kevin Patrick MalloryMML Investors Services, LLCEdward Jones07-30-2019
Onassis Demont BurressFirst Citizens Investor Services, Inc.Edward Jones07-29-2019
John Martin WilliamsonJ.P. Morgan Securities LLCEdward Jones07-25-2019
Jason L RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jennifer Anne RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jamie StallingsMorgan StanleyEdward Jones$15006-07-2019
Royeen Ahmad SanieUnited Brokerage Services, IncEdward Jones05-28-2019
Stewart Everett EmenheiserDavenport & Company LLCEdward Jones$5004-12-2019
Tai Elli Al TaeMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones12-17-2018
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
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Showing 1 to 25 of 70 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.