Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Abraham Edward Walsh | Ameriprise Financial Services, Inc. | Edward Jones | $25 | 08-09-2017 |
| Carl Duval Cress III | Cambridge Investment Research, Inc. | Edward Jones | $25 | 03-16-2016 |
| William Lee Murray | Cary Street Partners | Edward Jones | — | 10-02-2015 |
| Paul Joseph Rogers | Cornerstone Wealth Management, LLC | Edward Jones | — | 03-27-2013 |
| Stewart Everett Emenheiser | Davenport & Company LLC | Edward Jones | $50 | 04-12-2019 |
| Stephen T. Perreault | Independent Financial Group, LLC | Edward Jones | — | 11-21-2014 |
| Chris Elliotte Bailey | Infinex Investments, Inc. | Edward Jones | — | 03-05-2013 |
| Taysha Patterson | LPL Financial LLC | Edward Jones | $75 | 10-11-2016 |
| Ross Edward Shull | LPL Financial LLC | Edward Jones | — | 10-15-2014 |
| Ronald Linwood Bell Jr. | LPL Financial LLC | Edward Jones | $50 | 03-21-2013 |
| Donald Richard Vaught | LPL Financial LLC | Edward Jones | — | 09-29-2009 |
| Cooper Randolph Woolson | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | $150 | 06-29-2018 |
| Jonathan Bradley James Schubert | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | $100 | 01-13-2017 |
| Maria Cecelia Heimer | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | — | 05-20-2013 |
| Brent Walter Bigney | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | — | 09-23-2011 |
| Mary McKenna | Merrill Lynch, Pierce, Fenner & Smith Incorporated | Edward Jones | — | 07-15-2011 |
| Luc Christopher Sebrechts | Morgan Stanley | Edward Jones | — | 10-10-2017 |
| Matthew R. Eckert | PFS Investments Inc. | Edward Jones | — | 03-02-2016 |
| Robert William Weber | R. Weber Investments, LLC | Edward Jones | — | 09-09-2015 |
| Albert Wu | Raymond James Financial Services, Inc. | Edward Jones | $150 | 10-25-2019 |
| Jason L. Rebbe | Raymond James Financial Services, Inc. | Edward Jones | — | 06-20-2019 |
| Jennifer Anne Rebbe | Raymond James Financial Services, Inc. | Edward Jones | — | 06-20-2019 |
| Margaret Newell Wiley | Raymond James Financial Services, Inc. | Edward Jones | — | 11-09-2017 |
| Robert Lawrence Estes | Raymond James Financial Services, Inc. | Edward Jones | $30 | 10-13-2017 |
| Brian Michael Elms | Raymond James Financial Services, Inc. | Edward Jones | $55 | 08-04-2017 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
