Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$1004-26-2013
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
Andrew Christopher GregoryRaymond James Financial Services, Inc.Edward Jones$2411-04-2016
Ann Holmes FarrarWells Fargo Clearing Services, LLCEdward Jones07-11-2016
Anne Adkerson SatterfieldWells Fargo Clearing Services, LLCEdward Jones09-02-2015
Betty Schutte-BoxWells Fargo AdvisorsEdward Jones$11203-21-2013
Bradford Clayton EllisSunTrust Investment Services, Inc.Edward Jones11-07-2018
Brent Walter BigneyMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-23-2011
Brian Michael ElmsRaymond James Financial Services, Inc.Edward Jones$5508-04-2017
Carl Duval Cress IIICambridge Investment Research, Inc.Edward Jones$2503-16-2016
Carol Lynn ThomasWells Fargo Clearing Services, LLCEdward Jones$10007-31-2009
Chris Alan RobertsSpire Securities, LLCEdward Jones10-19-2017
Chris Elliotte BaileyInfinex Investments, Inc.Edward Jones03-05-2013
Cooper Randolph WoolsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$15006-29-2018
Deborah Jean KollerRaymond James Financial Services, Inc.Edward Jones$10006-22-2011
Donald Richard VaughtLPL Financial LLCEdward Jones09-29-2009
Donte C SmithWells Fargo Clearing Services, LLCEdward Jones07-29-2016
Ethan James LoewenWells Fargo Clearing Services, LLCEdward Jones$2501-12-2015
Forrest T. FoxWells Fargo Clearing Services, LLCEdward Jones05-12-2017
George Lee Karnes IIWells Fargo Clearing Services, LLCEdward Jones05-08-2015
Jason L. RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jennifer Anne RebbeRaymond James Financial Services, Inc.Edward Jones06-20-2019
Jonathan Bradley James SchubertMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones$10001-13-2017
Jonathan David RoscheWells Fargo Clearing Services, LLCEdward Jones$5004-06-2016
Joshua David ViscontiWells Fargo Clearing Services, LLCEdward Jones10-24-2014
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Showing 1 to 25 of 51 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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