Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Myron D SafrittAllstate Financial Services, LLCEquitable Advisors, LLC09-17-2020
Timothy John Stiffler JrCompton Wealth Advisory Group, LLCEquitable Advisors, LLC09-10-2020
Debra D BruceCetera Investment Services LLCEquitable Advisors, LLC01-23-2020
Derek Bradley CarterEquity Services, Inc.Equitable Advisors, LLC08-23-2019
Amanda Lyvette RobinsonFirst Citizens Investor Services, Inc.Equitable Advisors, LLC08-14-2019
Shavkat SafaevMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC11-15-2018
Brandon Scott SmithThe Leaders Group, Inc.Equitable Advisors, LLC10-16-2018
James Allen JacobsThe Leaders Group, Inc.Equitable Advisors, LLC$5009-10-2018
Brian Charles Dorsey JrNYLIFE Securities LLCEquitable Advisors, LLC05-30-2018
Steven James HoltFirst Citizens Investor Services, Inc.Equitable Advisors, LLC$50010-17-2017
Sang Hoang DuMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC09-06-2017
Zak Su IrizarryCharles Schwab & Co., Inc.Equitable Advisors, LLC05-30-2017
Kevin Allen BernardAvantax Investment Services, Inc.Equitable Advisors, LLC06-03-2016
John Chapman FergusonCambridge Investment Research, Inc.Equitable Advisors, LLC01-30-2015
Jeffrey Michael MagedCambridge Investment Research, Inc.Equitable Advisors, LLC$5001-30-2015
Paulo L MouraoFinancial Clarity LLCEquitable Advisors, LLC06-12-2014
Richard Franklin Aldridge SrCambridge Investment Research, Inc.Equitable Advisors, LLC02-27-2014
Jason Scott PittsCambridge Investment Research, Inc.Equitable Advisors, LLC$10002-21-2014
Anthony Wayne RogersCentaurus Financial, Inc.Equitable Advisors, LLC07-02-2012
Robert Lynn AshleyCambridge Investment Research, Inc.Equitable Advisors, LLC06-26-2012
David Allen SaddlerCambridge Investment Research, Inc.Equitable Advisors, LLC06-26-2012
Joseph Alfred LamogliaCommonwealth Financial NetworkEquitable Advisors, LLC04-23-2012
David Charles VogtStrategic Wealth Partners, LLCEquitable Advisors, LLC05-04-2011
Michael Robert KalasCommonwealth Financial NetworkEquitable Advisors, LLC04-29-2011
Steven RichardsonCommonwealth Financial NetworkEquitable Advisors, LLC04-29-2011
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Showing 1 to 25 of 29 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.