Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron William JohnsonCUNA Brokerage Services, Inc.Infinex Investments, Inc.$25005-29-2015
Amanda Lyvette RobinsonInvestment Centers of America, Inc.Infinex Investments, Inc.$10006-05-2017
Amy Cliborne RobertsState Farm VP Management Corp.Infinex Investments, Inc.06-14-2012
Anoput PhimmasoneWells Fargo Advisors Financial Network, LLCInfinex Investments, Inc.02-17-2012
Bruce Eugene MccookLPL Financial LLCInfinex Investments, Inc.$15003-01-2016
Bruce Frederick GriggsNext Financial Group, Inc.Infinex Investments, Inc.$23009-30-2015
Carolyn Louise DiprinzioLPL Financial LLCInfinex Investments, Inc.$25002-26-2013
Chris BaileyRaymond James Financial Services, Inc.Infinex Investments, Inc. $19003-02-2020
Chris Elliotte BaileyRaymond James Financial Services, Inc.Infinex Investments, Inc.03-02-2020
Christopher Bryan LawsonLPL Financial LLCInfinex Investments, Inc.09-20-2016
Christopher Jamal ElliottUnited Brokerage Services, IncInfinex Investments, Inc.$10002-07-2014
Christopher John MerchantLPL Financial LLCInfinex Investments, Inc.02-26-2013
Christopher Stephen CotterellLPL Financial LLCInfinex Investments, Inc.$50001-29-2016
Christopher Wayne GibsonRaymond James Financial Services, Inc.Infinex Investments, Inc.$15001-29-2015
Douglas Clay Arthur Jr.LPL Financial LLCInfinex Investments, Inc.$50010-21-2009
Douglas Eugene MorganINVEST Financial CorporationInfinex Investments, Inc.$10005-01-2017
Gertrude Margaret QuintoChesapeake Wealth ManagementInfinex Investments, Inc.07-21-2014
Han Wool OhUnited Brokerage Services, IncInfinex Investments, Inc.$10002-07-2014
Jason Mcteague ScheurerOrchard Wealth & Legacy Management LLCInfinex Investments, Inc.08-10-2017
Jessica Margaret AshbyLPL Financial LLCInfinex Investments, Inc.12-06-2018
Jonathan Richard FerrellBB&T Investment Services, Inc.Infinex Investments, Inc.04-20-2016
Karen D. BuckleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedInfinex Investments, Inc.11-18-2015
Keith Andrew O'BrienLPL Financial LLCInfinex Investments, Inc.$13002-26-2013
Lamont Adrian BrownCUSO Financial Services, L.P.Infinex Investments, Inc.07-05-2016
Lisa Lynn RoccaforteLPL Financial LLCInfinex Investments, Inc.02-25-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.