Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jessica Margaret AshbyLPL Financial LLCInfinex Investments, Inc.12-06-2018
Umar Farooq AliLPL Financial LLCInfinex Investments, Inc.01-30-2017
Christopher Bryan LawsonLPL Financial LLCInfinex Investments, Inc.09-20-2016
Philip Justin VanblaricomLPL Financial LLCInfinex Investments, Inc.03-31-2015
Lisa Lynn RoccaforteLPL Financial LLCInfinex Investments, Inc.02-25-2015
Mary Ellen TwiggLPL Financial LLCInfinex Investments, Inc.02-27-2014
Christopher John MerchantLPL Financial LLCInfinex Investments, Inc.02-26-2013
Ryan OatesLPL Financial LLCInfinex Investments, Inc.$10001-29-2016
Michael Wilson MorelockLPL Financial LLCInfinex Investments, Inc.$10009-19-2011
Keith Andrew O'BrienLPL Financial LLCInfinex Investments, Inc.$13002-26-2013
Bruce Eugene MccookLPL Financial LLCInfinex Investments, Inc.$15003-01-2016
Carolyn Louise DiprinzioLPL Financial LLCInfinex Investments, Inc.$25002-26-2013
Thomas Wesley Huddleston Jr.LPL Financial LLCInfinex Investments, Inc.$50009-30-2016
Christopher Stephen CotterellLPL Financial LLCInfinex Investments, Inc.$50001-29-2016
Patrick H HeijmenLPL Financial LLCInfinex Investments, Inc.$50002-26-2013
Douglas Clay Arthur Jr.LPL Financial LLCInfinex Investments, Inc.$50010-21-2009

Showing 1 to 16 of 16 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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