Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Evan Tyler BeachMadison Avenue Securities, LLCLPL Financial LLC10-01-2018
Aleta Ryder MellonCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
Christopher Bryan LawsonCary Street PartnersLPL Financial LLC$2504-06-2018
Kirby Keith HearlInfinex Investments, Inc.LPL Financial LLC01-02-2018
Steven Ronald TurnerRaymond James Financial Services, Inc.LPL Financial LLC12-05-2017
Christin R BonomonteKestra Investment Services, LLCLPL Financial LLC$2511-20-2017
Jay Hyunjoon HwangMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$111-10-2017
Bruce Eugene MccookInfinex Investments, Inc.LPL Financial LLC$2510-31-2017
Nathan Benjamin DowdyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-24-2017
Gordon Craig GrahamTriad Advisors LLCLPL Financial LLC$10005-11-2017
David S StackpoleStackpole Wealth Planning and ResearchLPL Financial LLC05-10-2017
Daniel Francis MurphyTriad Advisors LLCLPL Financial LLC$10005-08-2017
John Faulkner PaxtonTriad Advisors LLCLPL Financial LLC$1005-08-2017
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
Christopher Wayne AblaCetera Advisor Networks LLCLPL Financial LLC$2501-17-2017
Michael Anthony SpieglerCetera Advisor Networks LLCLPL Financial LLC$101-17-2017
Jeremy Christopher MeyerKestra Investment Services, LLCLPL Financial LLC12-08-2016
Crystal Renee MatlockReston Wealth ManagementLPL Financial LLC11-21-2016
John William Rader Jr.Davenport & Company LLCLPL Financial LLC$15009-28-2016
Thomas Samuel DellingerFSC Securities CorporationLPL Financial LLC$108-29-2016
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Showing 1 to 25 of 64 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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