Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
TIMOTHY David RICHARDSONAvantax Investment Services, Inc.LPL Financial LLC09-18-2020
Douglas Edward JonesWood Creek Capital Advisors, LLCLPL Financial LLC07-21-2020
Kenneth Adam KiddCambridge Investment Research, Inc.LPL Financial LLC07-16-2020
William Donald AlbertSunTrust Investment Services, Inc.LPL Financial LLC05-11-2020
William P Dubose IVHeritage Financial LLCLPL Financial LLC$2511-18-2019
William Russell LloydSpire Securities, LLCLPL Financial LLC$15808-26-2019
Jonathan Stylinski PeytonHorizon Ridge Wealth Management, LLCLPL Financial LLC07-18-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Douglas Eugene MorganAmeriprise Financial Services, LLCLPL Financial LLC05-02-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Tucker Ryan HoltAMJ Financial Wealth Management LLCLPL Financial LLC04-26-2019
Thomas Wesley Huddleston JrMutual of Omaha Investor Services, Inc.LPL Financial LLC$5003-12-2019
Scottie Richardson HoogkampInfinex Investments, Inc.LPL Financial LLC02-13-2019
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Tracy Allison NewTD Ameritrade, Inc.LPL Financial LLC09-20-2018
Jacob R RawlingsCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
John Smith Mccoy IiiOld Dominion Capital Management Inc.LPL Financial LLC07-03-2018
Lauretta Marie KramerWest Financial Services, Inc.LPL Financial LLC06-12-2018
Christopher Bryan LawsonCary Street PartnersLPL Financial LLC$2504-06-2018
Steve CrawfordKestra Investment Services, LLCLPL Financial LLC$27003-07-2018
Steve CrawfordKestra Investment Services, LLCLPL Financial LLC$27003-07-2018
Steven Franklin BrandtAcorn Financial Advisory Services, Inc.LPL Financial LLC12-08-2017
Steven Ronald TurnerRaymond James Financial Services, Inc.LPL Financial LLC12-05-2017
Jay Hyunjoon HwangMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC11-10-2017
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.