Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alphonso James GloverIFP Securities, LLCLPL Financial LLC05-22-2019
Keith Andrew O'BrienRaymond James Financial Services, Inc.LPL Financial LLC$10005-16-2019
Carolyn Louise DiprinzioRaymond James Financial Services, Inc.LPL Financial LLC$5005-16-2019
Douglas Eugene MorganAmeriprise Financial Services, Inc.LPL Financial LLC05-02-2019
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Nathan William MorrellCompass Capital Investments LLCLPL Financial LLC03-27-2019
Steven Moyer AgeeRaymond James Financial Services, Inc.LPL Financial LLC12-05-2018
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Aleta Renee MellonCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
Jacob R. RawlingsCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
Christopher Bryan LawsonCary Street PartnersLPL Financial LLC$2504-06-2018
Steven Ronald TurnerRaymond James Financial Services, Inc.LPL Financial LLC12-05-2017
Jay HwangMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC11-10-2017
Bruce Eugene McCookInfinex Investments, Inc.LPL Financial LLC$2510-31-2017
Nathan Benjamin DowdyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC08-24-2017
Gordon Craig GrahamTriad Advisors LLCLPL Financial LLC$10005-11-2017
David S. StackpoleStackpole Wealth Planning and ResearchLPL Financial LLC05-10-2017
Christopher John MerchantSecurities America, Inc.LPL Financial LLC03-31-2017
Jeremy Christopher MeyerKestra Investment Services, LLCLPL Financial LLC12-08-2016
Crystal Renee MatlockReston Wealth ManagementLPL Financial LLC11-21-2016
John William Rader Jr.Davenport & Company LLCLPL Financial LLC$10009-28-2016
Thomas Samuel DellingerFSC Securities CorporationLPL Financial LLC08-29-2016
Wayne Albert PampaloniThe Strategic Financial Alliance, Inc.LPL Financial LLC$2508-16-2016
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC02-16-2016
Darren T. EwingEwing Wealth ManagementLPL Financial LLC01-04-2016
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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