Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbas A. RawootAllstate Financial Services, LLCLPL Financial LLC03-26-2012
Douglas Eugene MorganAmeriprise Financial Services, Inc.LPL Financial LLC05-02-2019
Kyle W DenisonAmeriprise Financial Services, Inc.LPL Financial LLC05-05-2015
Beth Ann NelsonAmeriprise Financial Services, Inc.LPL Financial LLC07-02-2014
Richard Adam LevyAXA Advisors, LLCLPL Financial LLC01-06-2010
Aleta Renee MellonCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
Jacob R. RawlingsCampbell Wealth Management, Inc.LPL Financial LLC07-24-2018
Craig Scott SabloskyCapitol Securities Management, Inc.LPL Financial LLC$5004-26-2019
Jane Bottorf WhittemoreCapitol Securities Management, Inc.LPL Financial LLC01-30-2014
Patrick Timothy BrosnanCapitol Securities Management, Inc.LPL Financial LLC01-05-2012
Christopher Bryan LawsonCary Street PartnersLPL Financial LLC$2504-06-2018
Walter Gerard BouchardCommonwealth Financial NetworkLPL Financial LLC02-16-2016
Nathan William MorrellCompass Capital Investments LLCLPL Financial LLC03-27-2019
John William Rader Jr.Davenport & Company LLCLPL Financial LLC$10009-28-2016
Jeffrey Paul DominguezDominguez Wealth Management Solutions, Inc.LPL Financial LLC10-07-2014
Darren T. EwingEwing Wealth ManagementLPL Financial LLC01-04-2016
Thomas Samuel DellingerFSC Securities CorporationLPL Financial LLC08-29-2016
Alphonso James GloverIFP Securities, LLCLPL Financial LLC05-22-2019
Bruce Eugene McCookInfinex Investments, Inc.LPL Financial LLC$2510-31-2017
Angie Elizabeth WatersInfinex Investments, Inc.LPL Financial LLC$1507-02-2012
Jeremy Christopher MeyerKestra Investment Services, LLCLPL Financial LLC12-08-2016
Christopher Paul WoodsLifePoint Financial GroupLPL Financial LLC11-19-2018
Dawn Michelle PetersLincoln Financial Advisors CorporationLPL Financial LLC$2508-23-2012
Michael Joseph MuldowneyLincoln Financial Securities CorporationLPL Financial LLC12-23-2014
Timothy Eugene ScanlonLincoln Financial Securities CorporationLPL Financial LLC12-23-2014
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Showing 1 to 25 of 40 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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