Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Adam Boyd MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Robert Lee Basham Jr.Securian Financial Services, Inc.MML Investors Services, LLC03-13-2018
Aaron Stephen PierettWells Fargo Clearing Services, LLCMML Investors Services, LLC10-04-2017
Matthew J FreemanPruco Securities, LLC.MML Investors Services, LLC09-25-2017
Paige Lovelace QuilterPruco Securities, LLC.MML Investors Services, LLC09-14-2017
Kristen Hirning SpurlockPruco Securities, LLC.MML Investors Services, LLC09-07-2017
Carolyn Marie RobinsonLincoln Financial Advisors CorporationMML Investors Services, LLC08-08-2017
Yale Jeffrey LewisRaymond James Financial Services, Inc.MML Investors Services, LLC06-16-2017
William Gordon MerrickLPL Financial LLCMML Investors Services, LLC02-24-2017
Jason Edward MayUnited Brokerage Services, IncMML Investors Services, LLC01-03-2017
Stephen Clark BakerNYLIFE Securities LLCMML Investors Services, LLC12-22-2016
Bradley Christopher WilksPBMares Wealth Management LLCMML Investors Services, LLC11-10-2016
Ryan Dean JenningsAllstate Financial Services, LLCMML Investors Services, LLC11-07-2016
Thomas Courtney BlockOneAmerica Securities, Inc.MML Investors Services, LLC08-01-2016
Gardner David FieldsPFS Investments Inc.MML Investors Services, LLC06-01-2016
Tristan William HawkinsUnited Brokerage Services, IncMML Investors Services, LLC$10003-14-2016
Jefferson Davis FeaganesThe O.N. Equity Sales CompanyMML Investors Services, LLC02-29-2016
James Thomas PowellFTB Advisors, Inc.MML Investors Services, LLC01-08-2016
Ferdinand Victa PerezLincoln Financial Securities CorporationMML Investors Services, LLC$1012-26-2015
Cherena Cherell WigginsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-16-2015
George Andrew LeisureNYLIFE Securities LLCMML Investors Services, LLC11-23-2015
Daniel A SturmLPL Financial LLCMML Investors Services, LLC10-08-2015
Robert Travis StanleyNYLIFE Securities LLCMML Investors Services, LLC09-22-2015
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Showing 1 to 25 of 62 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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