Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Dean JenningsAllstate Financial Services, LLCMML Investors Services, LLC11-07-2016
Nelson Bradford AhernAmeritas Investment Corp.MML Investors Services, LLC$3801-07-2019
Gregory Mendon RexfordAXA Advisors, LLCMML Investors Services, LLC$2506-01-2009
Grisell CaberopalssonCambridge Investment Research, Inc.MML Investors Services, LLC$2502-22-2019
Gina Gray EdwardsCambridge Investment Research, Inc.MML Investors Services, LLC05-11-2015
Charles Michael Finfgeld, Richard Lowndes Stuller, Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC06-22-2009
Raymond T DifilippoJ.W. Cole Financial, Inc.MML Investors Services, LLC10-04-2019
Carolyn Marie RobinsonLincoln Financial Advisors CorporationMML Investors Services, LLC08-08-2017
Ferdinand Victa PerezLincoln Financial Securities CorporationMML Investors Services, LLC12-26-2015
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Douglas Edward JonesLPL Financial LLCMML Investors Services, LLC11-17-2017
William Gordon MerrickLPL Financial LLCMML Investors Services, LLC02-24-2017
James Thomas AlbertLPL Financial LLCMML Investors Services, LLC02-09-2015
Jeffrey Daniel HamblenLPL Financial LLCMML Investors Services, LLC11-29-2012
Colin Merrill ClarkLPL Financial LLCMML Investors Services, LLC11-29-2012
Jay Richard SanfordLPL Financial LLCMML Investors Services, LLC11-29-2012
Thomas Richard LeveroneLPL Financial LLCMML Investors Services, LLC11-29-2012
Derek Huntington CoburnLPL Financial LLCMML Investors Services, LLC11-29-2012
Mark Kevin JensenLPL Financial LLCMML Investors Services, LLC11-29-2012
William Russell LloydLPL Financial LLCMML Investors Services, LLC04-15-2011
Thien Quang BuiLPL Financial LLCMML Investors Services, LLC10-12-2010
Cherena WebbMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-16-2015
Elena Maria KochmanMorgan StanleyMML Investors Services, LLC08-31-2009
Stephen Clark BakerNYLIFE Securities LLCMML Investors Services, LLC12-22-2016
George A. LeisureNYLIFE Securities LLCMML Investors Services, LLC11-23-2015
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.