Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory Mendon RexfordEquitable Advisors, LLCMML Investors Services, LLC06-01-2009
Charles Michael FinfgeldCommonwealth Financial NetworkMML Investors Services, LLC$5006-22-2009
Richard Lowndes StullerCommonwealth Financial NetworkMML Investors Services, LLC06-22-2009
Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC$5006-22-2009
Elena Maria KochmanMorgan StanleyMML Investors Services, LLC$5008-31-2009
David Brian MurrayCambridge Investment Research, Inc.MML Investors Services, LLC03-04-2010
Debbie Y ParkNYLIFE Securities LLCMML Investors Services, LLC05-13-2010
Thien Quang BuiLPL Financial LLCMML Investors Services, LLC10-12-2010
Teal Anderson WilliamsPrincipal Securities, Inc.MML Investors Services, LLC$1003-01-2011
Jeffrey Daniel HamblenLPL Financial LLCMML Investors Services, LLC$10011-29-2012
Colin Merrill ClarkLPL Financial LLCMML Investors Services, LLC11-29-2012
Jay Richard SanfordLPL Financial LLCMML Investors Services, LLC11-29-2012
Thomas Richard LeveroneLPL Financial LLCMML Investors Services, LLC11-29-2012
Derek Huntington CoburnLPL Financial LLCMML Investors Services, LLC11-29-2012
Mark Kevin JensenLPL Financial LLCMML Investors Services, LLC11-29-2012
William Robert Frazer IIIPrincipal Securities, Inc.MML Investors Services, LLC$1906-21-2013
Paul Joseph Melnick JrKestra Investment Services, LLCMML Investors Services, LLC$2507-23-2013
Vincent NadeauWells Fargo Clearing Services, LLCMML Investors Services, LLC08-29-2014
Maria Anastas LermanNYLIFE Securities LLCMML Investors Services, LLC01-26-2015
John Patrick SullivanSunTrust Investment Services, Inc.MML Investors Services, LLC$2502-04-2015
James Thomas AlbertLPL Financial LLCMML Investors Services, LLC02-09-2015
Nathan E WrightWells Fargo Clearing Services, LLCMML Investors Services, LLC04-27-2015
Gina Gray EdwardsCambridge Investment Research, Inc.MML Investors Services, LLC05-11-2015
George A LeisureNYLIFE Securities LLCMML Investors Services, LLC11-23-2015
Ferdinand Victa PerezLincoln Financial Securities CorporationMML Investors Services, LLC$1012-26-2015
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.